Brian J. Robejsek
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Jon Robejsek was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 1995. Brian had worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 19, 2019 - December 14, 2023
INDEPENDENCE CAPITAL CO., INC.
December 13, 2019 - December 14, 2023
INDEPENDENCE CAPITAL CO., INC.
July 18, 2007 - December 31, 2017
CETERA ADVISORS LLC
July 13, 2004 - December 31, 2004
LEGACY ADVISORY SERVICES, INC.
September 6, 2002 - July 18, 2007
LEGACY FINANCIAL SERVICES, INC.
November 22, 1999 - August 30, 2002
FSC SECURITIES CORPORATION
April 18, 1995 - December 8, 1999
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INDEPENDENCE CAPITAL CO., INC.
CRD#: 24723 / SEC#: , 8-41331
Contact information
FINRA licenses (38 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 295 |
| AUM (Assets Under Management) | $ 99,922,105 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
