Sylvia A. Hack
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sylvia Antja Hack, CFP®, who also goes by Sylvia Antja Duletsky, was a registered financial professional .
Sylvia is a previously registered financial professional and started their career in finance in 1996. Sylvia had worked at 6 firms and has passed the Series 66, Series 63, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 6, 2011 - January 30, 2014
CAPITAL ADVANTAGE, INC.
August 30, 2005 - August 4, 2010
CHARLES SCHWAB & CO., INC.
May 22, 2003 - August 4, 2010
CHARLES SCHWAB & CO., INC.
February 1, 2002 - October 4, 2002
DRESDNER KLEINWORT WASSERSTEIN - GRANTCHESTER, INC.
January 11, 2002 - February 1, 2002
COMMERZ MARKETS LLC
August 19, 1996 - August 24, 1998
GOLDMAN SACHS & CO. LLC
April 23, 1996 - June 3, 1996
SUTRO & CO. INCORPORATED
Primary Firm SEC Registration
CAPITAL ADVANTAGE, INC.
CRD#: 108985 / SEC#: 801-55896
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CAPITAL ADVANTAGE, INC.
CRD#: 108985 / SEC#: 801-55896
Contact information
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,830 |
| AUM (Assets Under Management) | $ 1,111,637,065 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/25/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
