Kevin W. Abbott
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin William Abbott was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 1995. Kevin had worked at 10 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 17, 2013 - December 15, 2015
MERUS CAPITAL PARTNERS, LLC
July 17, 2012 - October 15, 2013
AGILE PT GROUP LLC
June 15, 2012 - June 21, 2012
CONCEPT CAPITAL TRADING LLC
November 1, 2010 - July 10, 2012
COWEN PRIME SERVICES LLC
January 3, 2006 - July 19, 2011
SANDERS MORRIS LLC
September 19, 2002 - January 3, 2006
KELLOGG CAPITAL GROUP LLC
May 22, 1998 - August 6, 2002
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
September 22, 1997 - May 20, 1998
IRONHORSE SECURITIES INC.
January 3, 1997 - May 13, 1997
FINANCIAL SQUARE PARTNERS
April 5, 1995 - August 29, 1995
PACIFIC CORTEZ SECURITIES INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 55
Date: 6/17/1999
Limited Representative-Equity Trader ExamCurrent Firm
MERUS CAPITAL PARTNERS, LLC
CRD#: 158884 / SEC#: , 8-68937
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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