Robert E. Johnson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Edward Johnson was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1973. Robert had worked at 4 firms and has passed the Series 63, Series 7, Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 5, 1989 - July 13, 1989
HAMPTON SECURITIES, INC.
November 18, 1981 - February 18, 1987
ROBERT S. SINN SECURITIES, INC.
July 21, 1978 - January 23, 1980
CLAYTON BROKERAGE CO. OF ST. LOUIS, INC.
May 10, 1973 - June 18, 1978
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 5/5/1973
Registered Representative ExaminationSeries 40
Date: 9/12/1978
Registered Principal ExaminationCurrent Firm
HAMPTON SECURITIES, INC.
CRD#: 16660 / SEC#: , 8-34334
Contact information
Documents
Red Flags
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