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MG

Michael F. Goodrich

PHILLIPS AND COMPANY ADVISORS LLC
PORTLAND, OR 97205
Some features on this profile are disabled
CRD#: 2601331
MG

Professional summary

Michael Frank Goodrich, AIF® is a registered financial advisor currently at PHILLIPS AND COMPANY ADVISORS LLC located in Portland, Oregon.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Michael has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Frank Goodrich's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
AIF®

Accredited Investment Fiduciary

Experience

Current

November 6, 2013 - Present

PHILLIPS AND COMPANY ADVISORS LLC

Office #1: 521 Sw 11th Avenue Suite 200, Portland, OR 97205
RIA
CRD#: 167214
PORTLAND, OR
Past

March 17, 2004 - December 31, 2013

PHILLIPS & COMPANY

RIA
CRD#: 35800
PORTLAND, OR
Past

May 26, 1995 - March 24, 2025

PHILLIPS & COMPANY

BD
CRD#: 35800
PORTLAND, OR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PHILLIPS AND COMPANY ADVISORS LLC
PHILLIPS AND COMPANY | PHILLIPS AND COMPANY ADVISORS LLC

CRD#: 167214 / SEC#: 801-63879

RIA
Registered Investment Advisory firm - (10/31/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Arizona
(1/7/2014)
IAR
California
(1/2/2014)
IAR
Colorado
(1/2/2015)
IAR
Georgia
(1/7/2015)
IAR
Indiana
(2/28/2024)
IAR
Kentucky
(1/2/2014)
IAR
Louisiana
(6/12/2024)
IAR
Maryland
(10/27/2025)
IAR
Massachusetts
(1/6/2014)
IAR
Minnesota
(1/2/2015)
IAR
Missouri
(1/2/2014)
IAR
Montana
(1/2/2014)
IAR
North Carolina
(6/29/2018)
IAR
Oregon
(11/6/2013)
IAR
Texas
(1/6/2015)
IAR
Washington
(1/2/2014)
IAR
Wisconsin
(1/2/2015)

Exams

State Security Law Exam
IAR
Series 65
Date: 2/19/2004
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 4/12/1995
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/25/1995
General Securities Representative Examination

Current Firm

PA
PHILLIPS AND COMPANY ADVISORS LLC
PHILLIPS AND COMPANY | PHILLIPS AND COMPANY ADVISORS LLC

CRD#: 167214 / SEC#: 801-63879

RIA
Registered Investment Advisory firm - (10/31/2011 Approved)
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Contact information

Main Address
521 Sw 11th Avenue Suite 200, Portland, OR 97205
Mailing Address
Phone number
(503) 224-0858
Established
Firm type
Fiscal year end
# of Employees
21

SEC notice filing (36 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PHILLIPS & COMPANY ADVISORS LLC FORM ADV PART 2A - FIRM BROCHURE (4/1/2025)
PHILLIPS & COMPANY ADVISORS LLC FORM ADV PART 2A - APPENDIX-WRAP BROCHURE (4/1/2025)

Regulatory assets under management

Total Number of Accounts1,525
AUM (Assets Under Management)$ 2,276,351,775

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PHILLIPS AND COMPANY ADVISORS LLC

CRD#: 167214Portland, OR 97205

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Contact information

(xxx) xxx-xxxx
xxxxx@xxxx.xxx

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