Gregory A. Townes
Professional summary
Gregory Alan Townes was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Gregory Alan Townes, who also goes by Greg Townes, was a registered financial advisor .
Gregory is a previously registered financial advisor and started their career in finance in 1995. Gregory had worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 26, 2012 - March 10, 2016
FORESTERS EQUITY SERVICES, INC.
March 4, 2009 - January 25, 2012
QUESTAR CAPITAL CORPORATION
January 29, 2008 - March 25, 2009
NEXT FINANCIAL GROUP, INC.
January 11, 2008 - March 25, 2009
NEXT FINANCIAL GROUP, INC.
July 31, 2003 - December 31, 2007
SAXONY CAPITAL MANAGEMENT, LLC
May 5, 2003 - December 31, 2007
SAXONY SECURITIES, INC.
January 29, 2003 - March 27, 2003
RAYMOND JAMES FINANCIAL SERVICES, INC.
October 5, 2001 - December 31, 2002
RAYMOND JAMES FINANCIAL SERVICES, INC.
October 5, 2001 - December 31, 2002
RAYMOND JAMES FINANCIAL SERVICES, INC.
July 13, 1995 - October 15, 2001
IDS LIFE INSURANCE COMPANY
July 13, 1995 - October 15, 2001
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FORESTERS EQUITY SERVICES, INC.
CRD#: 18464 / SEC#: 801-77880, 8-36703
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE INDEPENDENT ORDER OF FORESTERS ("IOF") | OWNER | |
| GERB, JASON HARRIS | CHIEF COMPLIANCE OFFICER | 3021815 |
| GIL, JUDITH ELAINE | VICE PRESIDENT COMPLIANCE | 2707895 |
| MALECHUK, LAURA ANN | FINANCIAL OPERATIONS PRINCIPAL | 1105982 |
| MCDONOUGH, MARK E | VP OPERATIONS | 4254608 |
| REABURN, PAUL DOUGLAS | DIRECTOR | 4125521 |
| SMITH, FRANK LEO | PRESIDENT | 2080590 |
| SMITH, FRANK LEO | DIRECTOR | 2080590 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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