Andy Han
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andy Han was a registered financial professional .
Andy is a previously registered financial professional and started their career in finance in 1996. Andy had worked at 3 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 18, 2005 - August 30, 2006
GLOBAL-AMERICAN INVESTMENTS, INC.
January 18, 2001 - July 12, 2005
FIDELITY ASSET MANAGEMENT, INC.
April 20, 1998 - February 22, 2000
FIDELITY ASSET MANAGEMENT, INC.
May 9, 1996 - April 13, 1998
SECURITIES SERVICE NETWORK, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GLOBAL-AMERICAN INVESTMENTS, INC.
CRD#: 41802 / SEC#: , 8-49582
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
