Simon I. England
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Simon Ian England, who also goes by Simon Ian England, Simon England, was a registered financial professional .
Simon is a previously registered financial professional and started their career in finance in 1995. Simon had worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 28, 2018 - January 15, 2019
KALOS MANAGEMENT
August 28, 2018 - January 15, 2019
KALOS CAPITAL, INC.
August 4, 2017 - July 23, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 15, 2017 - July 23, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 5, 1995 - April 22, 1999
PFS INVESTMENTS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
KALOS MANAGEMENT
CRD#: 133025 / SEC#: 801-65182
Contact information
Regulatory assets under management
| Total Number of Accounts | 1,174 |
| AUM (Assets Under Management) | $ 128,562,434 |
Red Flags
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