Michael A. Patti
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Andrew Patti, who also goes by Michael Patti, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1995. Michael had worked at 6 firms and has passed the Series 63, Series 66, SIE, Series 3, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 4, 2025 - March 31, 2026
QUASAR DISTRIBUTORS, LLC
August 13, 2015 - September 28, 2018
SCHRODER FUND ADVISORS LLC
July 6, 2009 - July 2, 2015
BNY MELLON SECURITIES CORPORATION
February 20, 2008 - July 2, 2015
BNY MELLON SECURITIES CORPORATION
January 23, 2001 - January 22, 2008
FIDELITY BROKERAGE SERVICES LLC
April 17, 1997 - December 20, 2001
FIDELITY DISTRIBUTORS COMPANY LLC
September 28, 1995 - April 17, 1997
FIDELITY BROKERAGE SERVICES LLC
April 5, 1995 - September 18, 1995
WADDELL & REED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
QUASAR DISTRIBUTORS, LLC
CRD#: 103848 / SEC#: , 8-52323
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
