RG
Ron Gershonovitch
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CRD#: 2601006
RG
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ron Gershonovitch was a registered financial professional .
Ron is a previously registered financial professional and started their career in finance in 2009. Ron had worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. REAL ESTATE LICENSE POSITION: Real Estate Broker NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/01/1991 ADDRESS: 26895 Aliso Creek Rd., Ste. #B-250, Aliso Viejo CA 92656, United States DESCRIPTION: None - I just hold the CA Brokers License for Real Estate. 2. SECURE LIFE FINANCIAL GROUP, INC. DBA SLFG INSURANCE SOLUTIONS POSITION: Life, Accident & Health Agent NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 10 START DATE: 03/05/2019 ADDRESS: 26895 Aliso Creek Road, Suite #B-250, Aliso Viejo CA 92656, United States DESCRIPTION: Marketing entity for life insurance services and originating Life Insurance policies 3. OUTSIDE INSURANCE OTHER THAN GUARDIAN (INSURANCE AGENT) POSITION: Life, Health & Accident Agent NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 25 START DATE: 10/15/2017 ADDRESS: 4000 MacArthur Blvd, #600, Newport Beach CA 92660, United States DESCRIPTION: Originate Life Insurance policies. 4. INNOVATIVE FINANCIAL SERVICES POSITION: PRESIDENT - BROKER, INVESTMENT RELATED: NO, NUMBER OF HOURS: 24 SECURITIES TRADING HOURS: 0 START DATE: 04/2010 ADDRESS: 26895 ALISO CREED RD, SUITE #B-250, ALISO VIEJO CA 92656, United States DESCRIPTION: REALESTATE RELATED SERVICES & MORTGAGES
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
March 29, 2022 - November 3, 2023
SEQUENT PLANNING, LLC
RIA
CRD#: 160381
ALISO VIEJO, CA
Past
May 17, 2017 - December 31, 2020
OSAIC SERVICES, INC.
RIA
CRD#: 133763
LAGUNA HILLS, CA
Past
May 17, 2017 - December 31, 2020
OSAIC SERVICES, INC.
BD
CRD#: 133763
LAGUNA HILLS, CA
Past
April 4, 2017 - May 22, 2017
PARK AVENUE SECURITIES LLC
RIA
CRD#: 46173
NEWPORT BEACH, CA
Past
April 4, 2017 - May 22, 2017
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
NEWPORT BEACH, CA
Past
January 6, 2012 - March 10, 2017
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
ORANGE, CA
Past
January 6, 2012 - March 10, 2017
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
ORANGE, CA
Past
February 2, 2010 - January 6, 2012
INVESTMENT ADVISORS INTERNATIONAL, INC.
RIA
CRD#: 139233
LAGUNA HILLS, CA
Past
October 27, 2009 - January 6, 2012
WORLD GROUP SECURITIES, INC.
BD
CRD#: 114473
LAGUNA HILLS, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SP
SEQUENT PLANNING, LLC
ELEVUS | UNION PLANNING CENTER | SEQUENT PLANNING, LLC | FUTURITY FIRST WEALTH MANAGEMENT
CRD#: 160381 / SEC#: 801-113971
RIA
Registered Investment Advisory firm - (9/10/2018 Approved)Arizona
Registered Investment Advisory firm - (9/27/2018 Terminated)Florida
Registered Investment Advisory firm - (9/27/2018 Terminated)Iowa
Registered Investment Advisory firm - (10/1/2018 Terminated)Louisiana
Registered Investment Advisory firm - (9/27/2018 Terminated)Maryland
Registered Investment Advisory firm - (10/12/2018 Terminated)Michigan
Registered Investment Advisory firm - (9/28/2018 Terminated)Nebraska
Registered Investment Advisory firm - (9/27/2018 Terminated)Nevada
Registered Investment Advisory firm - (10/31/2018 Terminated)New Jersey
Registered Investment Advisory firm - (10/2/2018 Terminated)North Carolina
Registered Investment Advisory firm - (9/27/2018 Terminated)Ohio
Registered Investment Advisory firm - (9/27/2018 Terminated)Oregon
Registered Investment Advisory firm - (9/27/2018 Terminated)Texas
Registered Investment Advisory firm - (9/27/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
SP
SEQUENT PLANNING, LLC
ELEVUS | UNION PLANNING CENTER | SEQUENT PLANNING, LLC | FUTURITY FIRST WEALTH MANAGEMENT
CRD#: 160381 / SEC#: 801-113971
RIA
Registered Investment Advisory firm - (9/10/2018 Approved)Arizona
Registered Investment Advisory firm - (9/27/2018 Terminated)Florida
Registered Investment Advisory firm - (9/27/2018 Terminated)Iowa
Registered Investment Advisory firm - (10/1/2018 Terminated)Louisiana
Registered Investment Advisory firm - (9/27/2018 Terminated)Maryland
Registered Investment Advisory firm - (10/12/2018 Terminated)Michigan
Registered Investment Advisory firm - (9/28/2018 Terminated)Nebraska
Registered Investment Advisory firm - (9/27/2018 Terminated)Nevada
Registered Investment Advisory firm - (10/31/2018 Terminated)New Jersey
Registered Investment Advisory firm - (10/2/2018 Terminated)North Carolina
Registered Investment Advisory firm - (9/27/2018 Terminated)Ohio
Registered Investment Advisory firm - (9/27/2018 Terminated)Oregon
Registered Investment Advisory firm - (9/27/2018 Terminated)Texas
Registered Investment Advisory firm - (9/27/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
8420 West Dodge Road Suite 110, Omaha, NE 68114
Mailing Address
Phone number
(402) 953-3544
Established
Firm type
Fiscal year end
# of Employees
91
SEC notice filing (39 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,102 |
| AUM (Assets Under Management) | $ 394,657,254 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
