Jules M. Buxbaum
Professional summary
Jules Morris Buxbaum is a registered financial advisor currently at 2PIFINANCIAL CORP. located in Chappaqua, New York.
Jules is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Jules has worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jules Morris Buxbaum's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 2, 2023 - Present
2PIFINANCIAL CORP.
July 27, 2004 - April 14, 2005
CREDIT SUISSE SECURITIES (USA) LLC
June 4, 2001 - July 6, 2004
CREDIT SUISSE ASSET MANAGEMENT SECURITIES LLC
June 7, 1995 - February 9, 2000
RBC CAPITAL MARKETS CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/19/2025)
(5/2/2023)
(1/29/2024)
Exams
Current Firm
2PIFINANCIAL CORP.
CRD#: 326171 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 9 |
| AUM (Assets Under Management) | $ 1,254,371 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
