Thomas C. Woolwine

DEMARCHE

Merriam, KS 66204-1497

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CRD#: 2600807

Professional summary

Thomas Conrad Woolwine, who also goes by Tom Woolwine, is a registered financial advisor currently at DEMARCHE located in Merriam, Kansas and DEMARCHE located in Overland Park, Kansas.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Thomas has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tom Woolwine

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Conrad Woolwine's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 15, 1995 - Present

DEMARCHE

Office #1: 6700 Antioch Road Suite 420, Merriam, KS 66204-1497

RIA

CRD#: 105500

Merriam, KS

Current

December 3, 2018 - Present

DEMARCHE

Office #1: 10975 Grandview Drive Suite 500, Overland Park, KS 66210-1564

RIA

CRD#: 145851

Overland Park, KS

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DEMARCHE

DEMARCHE | DMS | DISCRETIONARY MANAGEMENT SERVICES, LLC

CRD#: 145851 / SEC#: 801-68693

RIA

Registered Investment Advisory firm - (1/29/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kansas
(3/15/1995)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/10/1995

Uniform Investment Adviser Law Examination

Current Firm

DEMARCHE

DEMARCHE | DMS | DISCRETIONARY MANAGEMENT SERVICES, LLC

CRD#: 145851 / SEC#: 801-68693

RIA

Registered Investment Advisory firm - (1/29/2008 Approved)

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Contact information

Main Address

10975 Grandview Drive Suite 500, Overland Park, KS 66210-1564

Mailing Address

Phone number

(913) 981-1345

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

ADV PART II DMS MARCH 27 2025 (3/27/2025)

Regulatory assets under management

Total Number of Accounts	16
AUM (Assets Under Management)	$ 185,292,808

Red Flags

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Thomas C. Woolwine

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Conrad Woolwine's CRS (Customer Relationship Summary).

Certified licenses

Experience

DEMARCHE

DEMARCHE

Primary Firm SEC Registration

DEMARCHE

State Registrations and Notice Filings

Exams

Series 65

Date: 3/10/1995

Current Firm

DEMARCHE

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DEMARCHE

TRUST BUT VERIFY

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