Rebecca L. Kangrga
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rebecca Lee Kangrga, who also goes by Rebecca Lee Johnson, was a registered financial professional .
Rebecca is a previously registered financial professional and started their career in finance in 1975. Rebecca had worked at 9 firms and has passed the Series 66, Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 27, Series 4, Series 24, F04 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 18, 2022 - January 2, 2026
LODAS SECURITIES, LLC
August 16, 2017 - September 1, 2020
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC
June 22, 2016 - September 1, 2020
INTERNATIONAL ASSETS ADVISORY, LLC
May 22, 2009 - January 21, 2016
REALTY CAPITAL SECURITIES, LLC
March 18, 2003 - March 31, 2009
CNL SECURITIES CORP.
February 11, 2002 - April 9, 2002
PREMIERETRADE SECURITIES, INC.
January 18, 2001 - December 3, 2001
CHARLES SCHWAB & CO., INC.
July 21, 2000 - November 27, 2000
ADVEST, INC.
March 24, 1975 - May 20, 1999
ZIEGLER THRIFT TRADING, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationF04
Date: 10/5/1978
Financial Principal ExaminationSeries 40
Date: 9/28/1978
Registered Principal ExaminationCurrent Firm
LODAS SECURITIES, LLC
CRD#: 313056 / SEC#: , 8-70676
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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