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Hayden Carl Argo Jr

CRD# 2600520·Registered 1999 - 2017
Previously Registered: Being a previously registered professional could mean that Hayden is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Hayden Carl Argo JR, who also goes by Hayden Argo, was a registered financial advisor. Hayden was a previously registered financial professional and started their career in finance 1999 - 2017. Hayden had worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Hayden Argo

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

27 years in the financial services industry

Current & Past Employments

SANDERLIN SECURITIES, LLC·CRD# 104442
BD
Memphis, TN
October 21, 2013 - January 4, 2017
ALLUVION SECURITIES, LLC·CRD# 143623
BD
Memphis, TN
February 23, 2011 - November 1, 2013
CREWS & ASSOCIATES, INC.·CRD# 8052
BD
Memphis, TN
July 7, 2010 - February 28, 2011
FINACORP SECURITIES·CRD# 41569
BD
Irvine, CA
April 22, 2010 - June 7, 2010
ALLUVION SECURITIES, LLC·CRD# 143623
BD
Memphis, TN
February 25, 2008 - October 30, 2010
ICBA SECURITIES·CRD# 24088
BD
Memphis, TN
August 2, 2007 - February 26, 2008
VINING-SPARKS IBG, LLC·CRD# 27502
BD
Memphis, TN
June 29, 2007 - February 26, 2008
HATTIER, SANFORD & REYNOIR, A LIMITED PARTNERSHIP, L.L.P.·CRD# 2148
BD
Memphis, TN
May 13, 2005 - June 13, 2007
COASTAL SECURITIES, INC.·CRD# 27834
BD
Houston, TX
March 19, 2002 - May 9, 2005
SOUTHSTATE SECURITIES CORP.·CRD# 6950
BD
Memphis (shelby), TN
April 20, 1999 - March 18, 2002

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Current Firm

SS
SANDERLIN SECURITIES, LLC

SANDERLIN SECURITIES, LLC

CRD#: 104442 / SEC#: 8-52906
BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)

Contact Information

Main Address

5050 Poplar Ave Ste 618, Memphis, TN 38157

Mailing Address

5050 Poplar Ave Ste 618, Memphis, TN 38157

Phone Number

(901) 683-1903

Established

Tennessee since 08/18/2000

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (5 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
JOHN C DOBBS NON EXEMPT MARITAL TRUSTOWNER—
KAMLER, JOHN MATTHEWPRESIDENT/CCO/CFO3114979
DEMILIO, PETER FRANKLINVICE PRESIDENT3100235
DOBBS, JOHN C JR.CO TRUSTEE OF THE JCD NON EX MARITAL TR7249332
VICKERS, TALMAI O. JR.CO TRUSTEE OF THE JCD NON EX MARITAL TR/SECRETARY7230060

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1999About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jan 2017About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 1999About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Oct 2005About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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