Robert K. Simmons
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert K Simmons, who also goes by Robert Kevin Simmons, Robert Simmons, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1995. Robert had worked at 2 firms and has passed the Series 63, SIE, Series 79 and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 22, 2017 - August 8, 2024
MARATHON CAPITAL MARKETS, LLC
June 13, 1995 - March 1, 2001
DEUTSCHE BANK SECURITIES INC.
State Registrations and Notice Filings
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Exams
Series 62
Date: 6/12/1995
Corporate Securities Limited Representative ExaminationCurrent Firm
MARATHON CAPITAL MARKETS, LLC
CRD#: 103767 / SEC#: , 8-52256
Contact information
FINRA licenses (35 States and Territories)
Documents
Red Flags
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