Shannon A. King

SILVEROAK WEALTH MANAGEMENT LLC

Edina, MN 55435

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CRD#: 2599999

Professional summary

Shannon Alan King, CFP®, CIMA®, CPWA® is a registered financial advisor currently at SILVEROAK WEALTH MANAGEMENT LLC located in Edina, Minnesota.

Shannon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Shannon has worked at 2 firms and has passed the Series 65, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shannon Alan King's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2000

CIMA^®

Certified Investment Management Analyst

CPWA^®

Certified Private Wealth Advisor

Start date: 2015-11-10

Expire date: 2024-06-30

Experience

Current

August 26, 2005 - Present

SILVEROAK WEALTH MANAGEMENT LLC

Office #1: 3600 Minnesota Drive Suite 790, Edina, MN 55435

RIA

CRD#: 110532

Edina, MN

Past

August 2, 1995 - May 17, 1999

IAI SECURITIES, INC.

CRD#: 27917

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SILVEROAK WEALTH MANAGEMENT LLC

CRD#: 110532 / SEC#: 801-60208

RIA

Registered Investment Advisory firm - (4/27/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(11/16/2019)

IAR

Texas
(8/26/2005)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/9/1999

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 1/13/1998

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/1/1995

Investment Company Products/Variable Contracts Representative Examination

Current Firm

SILVEROAK WEALTH MANAGEMENT LLC

CRD#: 110532 / SEC#: 801-60208

RIA

Registered Investment Advisory firm - (4/27/2001 Approved)

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Contact information

Main Address

3600 Minnesota Drive Suite 860, Edina, MN 55435

Mailing Address

Phone number

(952) 896-5700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SILVEROAK ADV PART 2 (2025-03) (3/26/2025)

Regulatory assets under management

Total Number of Accounts	1,891
AUM (Assets Under Management)	$ 1,716,893,376

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/29/2024	Cover Page	Report
11/27/2023	Cover Page	Report
09/28/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Shannon A. King

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shannon Alan King's CRS (Customer Relationship Summary).

Certified licenses

Experience

SILVEROAK WEALTH MANAGEMENT LLC

IAI SECURITIES, INC.

Primary Firm SEC Registration

SILVEROAK WEALTH MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/9/1999

Series 7

Date: 1/13/1998

Series 6

Date: 8/1/1995

Current Firm

SILVEROAK WEALTH MANAGEMENT LLC

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

SILVEROAK WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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