LN
Lydia J. Nunez-ferrari
JEFFERIES INVESTMENT ADVISERS LLC
New York, NY 10022
Some features on this profile are disabled
CRD#: 2599786
LN
Professional summary
Lydia Jacqueline Nunez-ferrari, who also goes by Lydia J Nunez, Lydia J. Nunez Ms., Lydia J Nunez Ferrari, Lydia J Nunez-ferrari, Lydia Nunez, is a registered financial advisor currently at JEFFERIES INVESTMENT ADVISERS LLC located in New York, New York and JEFFERIES LLC located in New York, New York.
Lydia is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Lydia has worked at 7 firms and has passed the Series 66, Series 63, Series 65, Series 52TO, Series 31, SIE, Series 7, Series 53, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Lydia J Nunez | Lydia J. Nunez Ms. | Lydia J Nunez Ferrari | Lydia J Nunez-Ferrari | Lydia Nunez
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Company Name - 833 Borough PARK LLC Organization / Company Type - Private Title / Role - SOLE MEMBER OF THE LLC Start Date - 11/7/2022 Nature / Description of the business: THIS IS INVESTMENT PROPERTY THAT OWN SOLEY AND I HAVE TRANSFERRED TITLE FROM PERSONAL NAME TO LLC FOR LIMITED LIABILITY PURPOSES. Your responsibilities / activities: SOLE OWNER OF THE PROPERTY Total hours per month devoted to other organization, entity or business during non-business hours: ONE HOUR PER MONTH DOESN'T PRESENT A CONFLICT WITH MY WORK HOURS. Total hours per month devoted to other organization, entity or business during business / security trading hours: 1 MONTH Address of the other business: 833 44TH STREET, BROOKLYN NY 11220 "Name of the other business: Milagros Hope - Pending company registration Whether the business is investment-related: No Nature of the other business: Non profit - seeking to provide financial assistances for HS student to enter college or vocational training. Your position/title/relationship: Other (please specify) Start date of your relationship: 08/01/2024 Approximate number of hours/month devoted: 3 to 4 hours off business hours per month. Number of hours during securities trading hours: 3 to 4 monthly Briefly describe your duties: Secretary position on board typically involves maintaining the organizaation's records and ensuring effective communication within the board. Meeting preparation, record keeping, communication, governance, documentation and reporting. "
CRS (Client Relationship Summary) - RIA
Click below to view Lydia Jacqueline Nunez-ferrari's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 24, 2023 - Present
JEFFERIES INVESTMENT ADVISERS LLC
Office #1: 520 Madison Avenue, New York, NY 10022RIA
CRD#: 325421
New York, NY
Current
April 17, 2023 - Present
JEFFERIES LLC
Office #1: 520 Madison Avenue, New York, NY 10022BD
CRD#: 2347
NEW YORK, NY
Past
April 17, 2023 - August 14, 2023
LEUCADIA ASSET MANAGEMENT LLC
RIA
CRD#: 121767
NEW YORK, NY
Past
January 17, 2019 - March 23, 2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
NEW YORK, NY
Past
October 29, 2018 - March 23, 2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Past
May 17, 2016 - October 15, 2018
MORGAN STANLEY
BD
CRD#: 149777
PURCHASE, NY
Past
January 3, 2012 - May 13, 2016
CREDIT SUISSE SECURITIES (USA) LLC
BD
CRD#: 816
NEW YORK, NY
Past
April 9, 2009 - January 5, 2012
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
NEW YORK, NY
Past
February 19, 1998 - March 3, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JI
JEFFERIES INVESTMENT ADVISERS LLC
JEFFERIES INVESTMENT ADVISERS LLC
CRD#: 325421 / SEC#: 801-127656
RIA
Registered Investment Advisory firm - (4/20/2023 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/17/2023)
IAR
Alabama(9/18/2025)
RR
Alaska(4/17/2023)
IAR
Alaska(9/18/2025)
RR
Arizona(4/17/2023)
IAR
Arizona(10/14/2025)
RR
Arkansas(4/17/2023)
IAR
Arkansas(10/1/2025)
RR
California(4/17/2023)
IAR
California(9/18/2025)
RR
Colorado(4/17/2023)
IAR
Colorado(9/18/2025)
RR
Connecticut(4/17/2023)
IAR
Connecticut(9/19/2025)
RR
Delaware(4/17/2023)
IAR
Delaware(9/18/2025)
RR
District of Columbia(4/17/2023)
RR
Florida(4/17/2023)
IAR
Florida(10/6/2025)
RR
Georgia(4/17/2023)
IAR
Georgia(9/19/2025)
RR
Hawaii(4/17/2023)
IAR
Hawaii(9/19/2025)
RR
Idaho(4/17/2023)
IAR
Idaho(9/18/2025)
RR
Illinois(4/17/2023)
IAR
Illinois(9/19/2025)
RR
Indiana(4/17/2023)
IAR
Indiana(9/19/2025)
RR
Iowa(4/17/2023)
IAR
Iowa(9/19/2025)
RR
Kansas(4/17/2023)
IAR
Kansas(9/18/2025)
RR
Kentucky(4/17/2023)
IAR
Kentucky(9/23/2025)
RR
Louisiana(4/17/2023)
IAR
Louisiana(9/18/2025)
RR
Maine(4/17/2023)
IAR
Maine(9/19/2025)
RR
Maryland(4/17/2023)
IAR
Maryland(9/19/2025)
RR
Massachusetts(4/17/2023)
IAR
Massachusetts(11/7/2025)
RR
Michigan(4/17/2023)
IAR
Michigan(9/22/2025)
RR
Minnesota(4/17/2023)
IAR
Minnesota(9/23/2025)
RR
Mississippi(4/17/2023)
IAR
Mississippi(9/22/2025)
RR
Missouri(4/17/2023)
IAR
Missouri(9/18/2025)
RR
Montana(4/17/2023)
IAR
Montana(9/23/2025)
RR
Nebraska(4/17/2023)
IAR
Nebraska(9/18/2025)
RR
Nevada(4/17/2023)
IAR
Nevada(9/19/2025)
RR
New Hampshire(4/17/2023)
IAR
New Hampshire(9/19/2025)
RR
New Jersey(4/17/2023)
IAR
New Jersey(9/18/2025)
RR
New Mexico(4/17/2023)
IAR
New Mexico(9/19/2025)
RR
New York(4/17/2023)
IAR
New York(5/24/2023)
RR
North Carolina(4/17/2023)
IAR
North Carolina(9/18/2025)
RR
North Dakota(4/17/2023)
IAR
North Dakota(9/22/2025)
RR
Ohio(4/17/2023)
IAR
Ohio(9/18/2025)
RR
Oklahoma(4/17/2023)
IAR
Oklahoma(9/22/2025)
RR
Oregon(4/17/2023)
IAR
Oregon(10/28/2025)
RR
Pennsylvania(4/17/2023)
IAR
Pennsylvania(9/19/2025)
RR
Puerto Rico(4/17/2023)
IAR
Puerto Rico(10/14/2025)
RR
Rhode Island(4/17/2023)
IAR
Rhode Island(9/19/2025)
RR
South Carolina(4/17/2023)
IAR
South Carolina(9/22/2025)
RR
South Dakota(4/17/2023)
IAR
South Dakota(9/19/2025)
RR
Tennessee(4/17/2023)
RR
Texas(4/17/2023)
IAR
Texas(9/19/2025)
RR
Utah(4/17/2023)
IAR
Utah(9/22/2025)
RR
Vermont(4/17/2023)
IAR
Vermont(9/18/2025)
RR
Virgin Islands(4/17/2023)
IAR
Virgin Islands(9/19/2025)
RR
Virginia(4/17/2023)
IAR
Virginia(9/19/2025)
RR
Washington(4/17/2023)
IAR
Washington(9/18/2025)
RR
West Virginia(4/17/2023)
IAR
West Virginia(9/22/2025)
RR
Wisconsin(4/17/2023)
IAR
Wisconsin(9/23/2025)
RR
Wyoming(4/17/2023)
IAR
Wyoming(9/22/2025)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 3/12/2025
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
24X National Exchange LLC
SRO Registrations
RR
BOX Exchange LLC
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe C2 Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
Long-Term Stock Exchange, Inc.
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
MIAX Emerald, LLC
SRO Registrations
RR
MIAX PEARL, LLC
SRO Registrations
RR
MIAX Sapphire
SRO Registrations
RR
Miami International Securities Exchange, LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
NYSE National, Inc.
SRO Registrations
RR
NYSE Texas, Inc.
SRO Registrations
RR
Nasdaq BX, Inc.
SRO Registrations
RR
Nasdaq GEMX, LLC
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq MRX, LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
JI
JEFFERIES INVESTMENT ADVISERS LLC
JEFFERIES INVESTMENT ADVISERS LLC
CRD#: 325421 / SEC#: 801-127656
RIA
Registered Investment Advisory firm - (4/20/2023 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
520 Madison Avenue, New York, NY 10022
Mailing Address
Phone number
(212) 284-2300
Established
Firm type
Fiscal year end
# of Employees
135
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,081 |
| AUM (Assets Under Management) | $ 3,402,872,417 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
