Scott E. Douglass
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott E Douglass, who also goes by Scott Engelhardt Douglass, Scott Douglass, Scott E Douglass, was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 1999. Scott had worked at 6 firms and has passed the Series 63, Series 65, Series 82TO, SIE, Series 7 and Series 2 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 8, 2023 - July 12, 2025
TERRANOVA CAPITAL EQUITIES, INC
January 19, 2023 - February 22, 2023
SENDERA CAPITAL MANAGEMENT, LLC
June 24, 2004 - December 1, 2004
STANFORD GROUP COMPANY
June 15, 2004 - December 1, 2004
STANFORD GROUP COMPANY
June 10, 2003 - November 14, 2003
RICHFIELD ORION INTERNATIONAL, INC.
January 8, 2003 - May 5, 2003
STONEGATE CAPITAL MARKETS, INC.
November 23, 2000 - October 1, 2002
STONEGATE CAPITAL MARKETS, INC.
August 14, 1999 - October 24, 2000
HOAK BREEDLOVE WESNESKI & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 82TO
Date: 6/7/2023
Limited Representative-Private Securities OfferingsSeries 2
Date: 3/3/1995
Non-Member General Securities ExaminationCurrent Firm
TERRANOVA CAPITAL EQUITIES, INC
CRD#: 45097 / SEC#: , 8-50973
Contact information
FINRA licenses (39 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
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