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WW

William R. Washburn

CLARITY FINANCIAL ORGANIZATION
Boonville, IN 47601
Some features on this profile are disabled
CRD#: 2599590
WW

Professional summary

William Roger Washburn, CFP® is a registered financial advisor currently at CLARITY FINANCIAL ORGANIZATION, LLC located in Boonville, Indiana.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. William has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10 and Series 9 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Insurance Agent, Investment Related, Boonville, IN, Fixed Insurance Agent, Start Date 03/2013, 4 hours per month devoted, 0 hours per month devoted during securities trading. Fixed insurance sales under insurance agency DPL Financial Partner (Start date 06/2022)

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CRS (Client Relationship Summary) - RIA

Click below to view William Roger Washburn's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2013

Experience

Current

July 20, 2021 - Present

CLARITY FINANCIAL ORGANIZATION, LLC

Office #1: 301 West Main Street Suite 201, Boonville, IN 47601
RIA
CRD#: 311905
Boonville, IN
Past

January 7, 2014 - December 8, 2020

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA
CRD#: 149018
BOONVILLE, IN
Past

August 29, 2003 - December 8, 2020

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
BOONVILLE, IN
Past

February 3, 1999 - September 4, 2003

J.J.B. HILLIARD, W.L. LYONS, LLC

RIA
CRD#: 453
EVANSVILLE, IN
Past

May 9, 1995 - September 4, 2003

J.J.B. HILLIARD, W.L. LYONS, LLC

BD
CRD#: 453
LOUISVILLE, KY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Indiana
(7/20/2021)

Exams

State Security Law Exam
IAR
Series 65
Date: 12/7/2022
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 5/26/1995
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/8/1995
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 9/26/2003
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 9/5/2003
General Securities Sales Supervisor - Options Module Examination

Current Firm

CF
CLARITY FINANCIAL ORGANIZATION, LLC
CLARITY FINANCIAL ORGANIZATION, LLC

CRD#: 311905 / SEC#:

Indiana
Registered Investment Advisory firm - (7/20/2021 Approved)
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Contact information

Main Address
301 West Main Street Suite 201, Boonville, IN 47601
Mailing Address
Po Box 386, Boonville, IN 47601
Phone number
(812) 897-1470
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts79
AUM (Assets Under Management)$ 22,742,678

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CLARITY FINANCIAL ORGANIZATION, LLC

CRD#: 311905Boonville, IN 47601

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