Matthew F. Howard
Professional summary
Matthew F Howard, who also goes by Matt Howard, is a registered financial professional currently at LPS CAPITAL LLC located in New York, New York.
Matthew is registered as a RR (Registered Representative) and started their career in finance in 1995. Matthew has worked at 5 firms and has passed the Series 63, SIE, Series 31, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Matthew F Howard's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 14, 2018 - Present
LPS CAPITAL LLC
Office #1: 600 Lexington Avenue Suite 502, New York, NY 10022October 8, 2014 - September 20, 2018
TULLETT PREBON FINANCIAL SERVICES LLC
September 4, 2007 - October 10, 2014
TP ICAP GLOBAL MARKETS AMERICAS LLC
January 24, 2001 - September 5, 2007
TULLETT PREBON FINANCIAL SERVICES LLC
December 18, 1996 - January 31, 2001
TP ICAP GLOBAL MARKETS AMERICAS LLC
July 18, 1996 - December 2, 1996
REPUBLIC FINANCIAL SERVICES CORPORATION
April 21, 1995 - July 17, 1996
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/14/2018)
(11/14/2018)
(11/14/2018)
Exams
FINRA
Current Firm
LPS CAPITAL LLC
CRD#: 155246 / SEC#: , 8-68706
Contact information
FINRA licenses (28 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
