Janice R. Johnson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Janice Rae Johnson, who also goes by Janice Rae Ebbert, Janice Egbert, Janice Rae Jones, was a registered financial professional .
Janice is a previously registered financial professional and started their career in finance in 1995. Janice had worked at 7 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 11, 2010 - December 16, 2013
THE O.N. EQUITY SALES COMPANY
February 24, 2006 - January 14, 2010
SECURITIES AMERICA, INC.
April 6, 2004 - September 26, 2005
EQUITY SERVICES, INC.
May 28, 1997 - February 24, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 19, 1996 - May 8, 1997
WELLS FARGO SECURITIES INC.
March 15, 1996 - August 19, 1996
FIRST INTERSTATE INVESTMENTS,INC.
April 10, 1995 - March 20, 1996
WADDELL & REED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE O.N. EQUITY SALES COMPANY
CRD#: 2936 / SEC#: , 8-14161
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
