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Charles Nicholas Kuhn Jr

ARG PRIVATE WEALTH
CINCINNATI, OH
·CRD# 2599437·31 years experience

Professional Summary

Charles Nicholas Kuhn Jr, who also goes by Charles Nicholas Kuhn III, Charles Nicholas Kuhn, Charlie Kuhn, is a registered financial advisor currently at ARG PRIVATE WEALTH, LLC located in Cincinnati, Ohio. Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Charles has worked at 7 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Charles Nicholas Kuhn Iii, Charles Nicholas Kuhn, Charlie Kuhn

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

ARG PRIVATE WEALTH, LLC·CRD# 336183
RIA
3825 Edwards Road Ste 650, Cincinnati, OH 45209
July 15, 2026 - Present
ARG PRIVATE WEALTH, LLC·CRD# 336183
RIA
Cincinnati, OH
March 9, 2026 - May 27, 2026
TRINITY WEALTH MANAGEMENT LLC·CRD# 152355
RIA
Cincinnati, OH
November 3, 2010 - July 6, 2026
OJM GROUP, LLC·CRD# 119850
RIA
Cincinnati, OH
September 8, 2005 - April 22, 2010
PRINCIPAL SECURITIES, INC.·CRD# 1137
RIA
Cincinnati, OH
January 30, 2003 - June 21, 2013
PRINCIPAL SECURITIES, INC.·CRD# 1137
BD
Cincinnati, OH
August 2, 2000 - June 21, 2013
ROBERT W. BAIRD & CO. INCORPORATED·CRD# 8158
BD
Milwaukee, WI
April 23, 1997 - July 26, 2000
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC·CRD# 2881
BD
Milwaukee, WI
April 23, 1997 - July 26, 2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
May 15, 1996 - January 4, 1997
ROBERT W. BAIRD & CO. INCORPORATED·CRD# 8158
BD
Milwaukee, WI
July 18, 1995 - March 25, 1996
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC·CRD# 2881
BD
Milwaukee, WI
July 18, 1995 - April 8, 1996

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Current Firm

AP
ARG PRIVATE WEALTH, LLC

ARG PRIVATE WEALTH, LLC

CRD#: 336183 / SEC#: 801-136365
RIA
Registered Investment Advisory firm - SEC (6/23/2026 Approved)
Ohio
Registered Investment Advisory firm - Ohio (7/7/2026 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

3825 Edwards Road Ste 650, Cincinnati, OH 45209

Phone Number

(513) 488-1600

# of Employees

2

SEC notice filing (4 States and Territories)

Registered to provide investment advisory services in 4 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ARG PRIVATE WEALTH FIRM BROCHURE (4/27/2026)

Regulatory Assets Under Management

Total Number of Accounts

530

AUM (Assets Under Management)

$279,970,726

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Cbus 744, LLC - Member, investment related-real estate, Start Date: 06/27/2022, Number of Hours: N/A 2. Clermont 248, LLC - Member, investment related-real estate, Start Date: 07/20/2023, Number of Hours: N/A 3. Dixon 162, LLC - Member, investment related-real estate and medical equipment, Start Date: 10/6/2021, Number of Hours: N/A 4. Miamisburg 86, LLC - Member, investment related-real estate, Start Date: 05/9/2022, Number of Hours: N/A

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AP
ARG PRIVATE WEALTH, LLC

ARG PRIVATE WEALTH, LLC

CRD#: 336183 / SEC#: 801-136365
RIA
Registered Investment Advisory firm - SEC (6/23/2026 Approved)
Ohio
Registered Investment Advisory firm - Ohio (7/7/2026 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Ohio
(7/15/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jun 1996About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1996About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed May 1996About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jul 1995About the Series 6 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Charles Nicholas Kuhn Jr's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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