Charles N. Kuhn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Nicholas Kuhn Jr, who also goes by Charles Nicholas Kuhn III, Charles Nicholas Kuhn, Charlie Kuhn, was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1995. Charles had worked at 7 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 9, 2026 - May 27, 2026
ARG PRIVATE WEALTH, LLC
November 3, 2010 - July 6, 2026
TRINITY WEALTH MANAGEMENT LLC
September 8, 2005 - April 22, 2010
OJM GROUP, LLC
January 30, 2003 - June 21, 2013
PRINCIPAL SECURITIES, INC.
August 2, 2000 - June 21, 2013
PRINCIPAL SECURITIES, INC.
April 23, 1997 - July 26, 2000
ROBERT W. BAIRD & CO. INCORPORATED
April 23, 1997 - July 26, 2000
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
May 15, 1996 - January 4, 1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 18, 1995 - March 25, 1996
ROBERT W. BAIRD & CO. INCORPORATED
July 18, 1995 - April 8, 1996
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ARG PRIVATE WEALTH, LLC
CRD#: 336183 / SEC#: 801-132754
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
