Glenn S. Lafaye
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Glenn Steven Lafaye was a registered financial professional .
Glenn is a previously registered financial professional and started their career in finance in 1995. Glenn had worked at 7 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 13, 2011 - June 14, 2012
CHIMERA SECURITIES, LLC
February 25, 2010 - June 15, 2010
FIS BROKERAGE & SECURITIES SERVICES LLC
April 14, 2008 - January 27, 2009
DIMENSION BROKERAGE, LLC
February 7, 2008 - March 20, 2008
TAFFERER TRADING, LLC
June 26, 2000 - October 4, 2000
TAFFERER TRADING, LLC
February 6, 1998 - June 30, 1998
LLOYD WADE SECURITIES INC.
September 24, 1996 - February 5, 1998
GLOBAL ACCESS FINANCIAL SERVICES
April 5, 1995 - February 13, 1996
CONTINENTAL BROKER-DEALER CORP.
State Registrations and Notice Filings
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Exams
Current Firm
CHIMERA SECURITIES, LLC
CRD#: 147566 / SEC#: , 8-67915
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
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