Craig Leszczak
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Craig Leszczak was a registered financial professional .
Craig is a previously registered financial professional and started their career in finance in 1996. Craig had worked at 6 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 21, 2005 - April 3, 2006
WINDSOR STREET CAPITAL, LP
November 21, 2000 - September 6, 2001
LH ROSS & COMPANY, INC.
May 13, 1998 - May 24, 1999
BARRON CHASE SECURITIES, INC.
December 10, 1996 - February 28, 1997
LT LAWRENCE & CO., INC.
April 29, 1996 - April 16, 1997
DUKE & CO., INC.
February 9, 1996 - May 10, 1996
ROYCE INVESTMENT GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WINDSOR STREET CAPITAL, LP
CRD#: 34171 / SEC#: , 8-46219
Contact information
Documents
Disclosures
| Regulatory Event | 37 |
| Arbitration | 15 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
