Donald J. Fallenbaum
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Joel Fallenbaum was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 2002. Donald had worked at 5 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 2, 2010 - December 31, 2025
FALLENBAUM CPA & ADVISORS, LLC
January 31, 2006 - June 29, 2010
VOYA FINANCIAL ADVISORS, INC.
January 3, 2006 - June 29, 2010
VOYA FINANCIAL ADVISORS, INC.
October 7, 2003 - December 21, 2005
1ST GLOBAL ADVISORS INC
September 18, 2003 - December 21, 2005
1ST GLOBAL CAPITAL CORP.
November 20, 2002 - September 11, 2003
VALMARK SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FALLENBAUM CPA & ADVISORS, LLC
CRD#: 154314 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 27 |
| AUM (Assets Under Management) | $ 6,698,805 |
Red Flags
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