Donald J. Fallenbaum

FALLENBAUM CPA & ADVISORS

Sunrise, FL 33351

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CRD#: 2599102

Professional summary

Donald Joel Fallenbaum is a registered financial advisor currently at FALLENBAUM CPA & ADVISORS, LLC located in Sunrise, Florida.

Donald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Donald has worked at 5 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)FALLENBAUM CPA & WEALTH MANAGEMENT, LLC,10001 W. OAKLAND PK. BLVD. #203, SUNRISE, FL 33351, PRESIDENT, 10/2009 TO PRESENT,ACCOUNTING SERVICES. 2)CPA WEALTHADVISORS, LLC,8581 W. MCNAB RD, TAMARAC, FL 33231,ACCOUNTING SERVICES, CEO, 06/2004 TO 10/2009, ACCOUNTING SERVICES. 3)INDEPENDENT INSURANCE AGENT,8581 W. MCNAB RD, TAMARAC, FL 33231,FIXED INSURANCE SALES,INDEPENDENT INSURANCE AGENT,10/03/2005,SALES OF FIXED INSURANCE PRODUCTS. 4)TAMARAC CHAMBER OF COMMERCE,8581 W. MCNAB RD, TAMARAC, FL 33231,NON PROFIT BUSINESS ORGANIZATION,CHAIRMAN OF THE BOARD,01/01/2002,OVERSEE MANAGEMENT OF THE ORGANIZATION.

Blog Corner

CRS (Client Relationship Summary) - RIA

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Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 2, 2010 - Present

FALLENBAUM CPA & ADVISORS, LLC

Office #1: 10001 West Oakland Park Blvd Suite #302, Sunrise, FL 33351

RIA

CRD#: 154314

Sunrise, FL

Past

January 31, 2006 - June 29, 2010

VOYA FINANCIAL ADVISORS, INC.

RIA

CRD#: 2882

TAMARAC, FL

Past

January 3, 2006 - June 29, 2010

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

TAMARAC, FL

Past

October 7, 2003 - December 21, 2005

1ST GLOBAL ADVISORS INC

RIA

CRD#: 111133

TAMARAC, FL

Past

September 18, 2003 - December 21, 2005

1ST GLOBAL CAPITAL CORP.

CRD#: 30349

TAMARAC, FL

Past

November 20, 2002 - September 11, 2003

VALMARK SECURITIES, INC.

CRD#: 31243

AKRON, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(9/2/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/29/2003

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 11/19/2002

General Securities Representative Examination

Current Firm

FALLENBAUM CPA & ADVISORS, LLC

FALLENBAUM & ASSOCIATES, LLC | FALLENBAUM CPA & WEALTH MANAGEMENT, LLC | FALLENBAUM CPA & ADVISORS, LLC

CRD#: 154314 / SEC#:

Florida

Registered Investment Advisory firm - (9/2/2010 Approved)

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Contact information

Main Address

10001 West Oakland Park Blvd Suite #302, Sunrise, FL 33351

Mailing Address

Phone number

(954) 615-4272

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	27
AUM (Assets Under Management)	$ 6,698,805

Red Flags

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Donald J. Fallenbaum

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donald Joel Fallenbaum's CRS (Customer Relationship Summary).

Certified licenses

Experience

FALLENBAUM CPA & ADVISORS, LLC

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

1ST GLOBAL ADVISORS INC

1ST GLOBAL CAPITAL CORP.

VALMARK SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 8/29/2003

Series 7

Date: 11/19/2002

Current Firm

FALLENBAUM CPA & ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FALLENBAUM CPA & ADVISORS, LLC

TRUST BUT VERIFY

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