Sandra T. Harrell

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CRD#: 2598953

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Sandra T Harrell, CFP® was a registered financial professional .

Sandra is a previously registered financial professional and started their career in finance in 1995. Sandra had worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Financial Finesse provides financial education to Fortune 500 employees. They do not sell any products and are hired by the employees employer to come in and give education and guidance. They do not give investment advice. The address is 883 N Douglas St, El Segundo, CA 90245. I am a financial coach at Financial Finesse. I am an employee. I started in January 2022. I spend 40 hours a week with this business. This translates to working during securities trading hours - all eight of those hours.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Past

August 27, 2020 - March 9, 2023

WILSON WEALTH MANAGEMENT GROUP, L. L. C.

RIA

CRD#: 132912

Missouri City, TX

Past

May 19, 2011 - February 28, 2019

EDWARD JONES

RIA

CRD#: 250

MISSOURI CITY, TX

Past

May 16, 2011 - February 28, 2019

EDWARD JONES

CRD#: 250

MISSOURI CITY, TX

Past

March 21, 2006 - May 6, 2011

U.S. BANCORP INVESTMENTS, INC.

RIA

CRD#: 17868

LAKE SAINT LOUIS, MO

Past

December 1, 2001 - May 6, 2011

U.S. BANCORP INVESTMENTS, INC.

CRD#: 17868

LAKE SAINT LOUIS, MO

Past

January 3, 2000 - December 1, 2001

FIRSTAR INVESTMENT SERVICES,INC.

CRD#: 14536

MORRIS PLAINS, NJ

Past

November 16, 1998 - January 3, 2000

MERCANTILE INVESTMENT SERVICES, INC.

CRD#: 19908

ST. LOUIS, MO

Past

November 3, 1997 - November 23, 1998

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

Past

August 22, 1995 - September 9, 1997

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

August 22, 1995 - September 9, 1997

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/20/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/31/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/12/1999

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/21/1995

Investment Company Products/Variable Contracts Representative Examination

Current Firm

WILSON WEALTH MANAGEMENT GROUP, L. L. C.

WILSON WEALTH | WILSON WEALTH MANAGEMENT GROUP, L.L.C. | WILSON WEALTH MANAGEMENT GROUP, L. L. C.

CRD#: 132912 / SEC#:

Georgia

Registered Investment Advisory firm - (7/8/2019 Approved)

North Carolina

Registered Investment Advisory firm - (10/1/2004 Approved)

South Carolina

Registered Investment Advisory firm - (1/21/2005 Approved)

Tennessee

Registered Investment Advisory firm - (7/22/2021 Approved)

Texas

Registered Investment Advisory firm - (5/14/2019 Approved)

Virginia

Registered Investment Advisory firm - (12/1/2006 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Charlotte, NC

Mailing Address

Phone number

(704) 327-3189

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	732
AUM (Assets Under Management)	$ 50,425,130

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Sandra T. Harrell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

EDWARD JONES

EDWARD JONES

U.S. BANCORP INVESTMENTS, INC.

U.S. BANCORP INVESTMENTS, INC.

FIRSTAR INVESTMENT SERVICES,INC.

MERCANTILE INVESTMENT SERVICES, INC.

NEW ENGLAND SECURITIES

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 3/20/2006

Series 63

Date: 8/31/1995

SIE

Date: 10/1/2018

Series 7

Date: 8/12/1999

Series 6

Date: 8/21/1995

Current Firm

WILSON WEALTH MANAGEMENT GROUP, L. L. C.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WILSON WEALTH MANAGEMENT GROUP, L. L. C.

TRUST BUT VERIFY

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