Edward J. Sowulski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward J Sowulski, who also goes by Rothenberger, was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1995. Edward had worked at 12 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 4, 2012 - September 24, 2012
TEXAS E&P PARTNERS, INC.
February 21, 2012 - May 7, 2012
SOURCE CAPITAL GROUP, INC.
October 1, 2010 - December 5, 2013
WALL AND COMPANY SECURITIES, INC.
December 4, 2009 - March 9, 2010
MPG FINANCIAL, LLC
July 27, 2009 - December 7, 2009
GENERATIONAL CAPITAL MARKETS INC.
March 31, 2008 - July 22, 2009
TEXLARK SECURITIES, LLC
November 3, 2006 - January 2, 2008
LONE STAR SECURITIES, INC.
September 21, 2004 - November 2, 2006
AMEREST SECURITIES, INC.
July 1, 2003 - June 14, 2004
REEF SECURITIES, INC.
November 7, 2000 - July 2, 2001
MERCER PARTNERS INCORPORATED
January 18, 2000 - November 6, 2000
PRIME CHARTER LTD.
April 7, 1995 - June 9, 1998
M.S. FARRELL & COMPANY, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
TEXAS E&P PARTNERS, INC.
CRD#: 127228 / SEC#: , 8-65968
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Arbitration | 3 |
Red Flags
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