Marshall H. Johnson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marshall Hardy Johnson SR, who also goes by Marshall H Johnson, Marshall Hardy Johnson, was a registered financial professional .
Marshall is a previously registered financial professional and started their career in finance in 1948. Marshall had worked at 2 firms and has passed the Series 63 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 17, 1993 - May 14, 1996
SCOTT & STRINGFELLOW, INC.
June 4, 1948 - June 9, 1993
MCDANIEL LEWIS & COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SCOTT & STRINGFELLOW, INC.
CRD#: 3309 / SEC#: , 8-18018
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
