Marlen V. Johnson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marlen Vernon Johnson was a registered financial professional .
Marlen is a previously registered financial professional and started their career in finance in 1969. Marlen had worked at 8 firms and has passed the Series 63, Series 1, Series 24, F04, Series 40 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 17, 1990 - August 3, 1990
HELIX SECURITIES, INC.
April 6, 1978 - July 6, 1990
JOHNSON-BOWLES COMPANY INC
April 12, 1977 - April 27, 1978
OLSEN & COMPANY
March 21, 1977 - April 26, 1977
EDWARD BROWN SECURITIES, INC.
April 25, 1972 - March 13, 1974
PARKER JACKSON & CO
September 22, 1971 - September 30, 1972
KESKO AND COMPANY
September 10, 1970 - September 30, 1971
FIRST FIDELITY, INC.
July 10, 1969 - July 28, 1971
BEL AIR SECURITIES INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 7/7/1969
Registered Representative ExaminationF04
Date: 3/4/1978
Financial Principal ExaminationSeries 40
Date: 2/28/1977
Registered Principal ExaminationSeries 00
Date: 9/4/1970
General Securities Principal ExaminationCurrent Firm
HELIX SECURITIES, INC.
CRD#: 25862 / SEC#: , 8-42090
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
