David E. Bucholtz
&PARTNERS
WILLOUGHBY HILLS, OH 44094
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CRD#: 2598738
David Edward Bucholtz JR&PARTNERS
Professional summary
David Edward Bucholtz JR, CFP® is a registered financial advisor currently at &PARTNERS located in Willoughby Hills, Ohio.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. David has worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. President and Owner, Bucholtz Consulting, LLC, private entity created to operate securities and insurance business; as of 2004, 95% of time spent during business hours; conducted at branch location; investment related. 2. Tax Preparation, Financial Planning Resources; as of 01/01/2024; 3% of time spent during business hours; conducted at branch; Not investment related.
CRS (Client Relationship Summary) - RIA
Click below to view David Edward Bucholtz JR's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view David Edward Bucholtz JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1999
Experience
Current
September 8, 2026 - Present
&PARTNERS
Office #1: 2786 S.o.m. Center Road Suite 200, Willoughby Hills, OH 44094RIA
BD
CRD#: 3767
WILLOUGHBY HILLS, OH
Current
September 8, 2026 - Present
&PARTNERS
Office #1: 2786 S.o.m. Center Road Suite 200, Willoughby Hills, OH 44094RIA
BD
CRD#: 3767
WILLOUGHBY HILLS, OH
Past
August 26, 2019 - January 1, 2023
FINANCIAL PLANNING RESOURCES, INC.
RIA
CRD#: 106250
Willoughby Hills, OH
Past
June 23, 2003 - September 16, 2026
COMMONWEALTH FINANCIAL NETWORK
RIA
CRD#: 8032
WILLOUGHBY HILLS, OH
Past
June 20, 2003 - September 16, 2026
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
WILLOUGHBY HILLS, OH
Past
May 13, 2003 - July 3, 2003
LPL FINANCIAL LLC
RIA
CRD#: 6413
MUSKEGON, MI
Past
May 9, 2003 - July 3, 2003
LPL FINANCIAL LLC
BD
CRD#: 6413
FORT MILL, SC
Past
May 16, 2001 - May 12, 2003
A. G. EDWARDS & SONS, INC.
RIA
CRD#: 4
CHARDON, OH
Past
June 5, 2000 - May 12, 2003
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
ST. LOUIS, MO
Past
December 1, 1997 - June 5, 2000
ADVANTAGE CAPITAL CORPORATION
BD
CRD#: 146
ATLANTA, GA
Past
April 11, 1995 - December 5, 1997
TRANSAMERICA FINANCIAL ADVISORS, INC.
BD
CRD#: 3600
LOS ANGELES, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
&PARTNERS
&PARTNERS | ZINN WEALTH MANAGEMENT | ZAMBROSKI-POLSON WEALTH ADVISORS | WISEPATH WEALTH MANAGEMENT | WISE & PARTNERS | WILTON SPRINGS FINANCIAL | WILTON SPRINGS | WILLOWSTONE WEALTH MANAGEMENT | WILEY BROS.-AINTREE, LLC | WILEY BROS.-AINTREE CAPITAL, LLC | WILEY BROS.-AINTREE CAPITAL | WILEY BROS. INC. | WILEY BROS. - AINTREE CAPITAL | WEST FINANCIAL GROUP | WAVEWOOD PRIVATE WEALTH | VON HELLENS &PARTNERS | VIRIBUS WEALTH MANAGEMENT | UNNERSTALL WEALTH MANAGEMENT | TUCKAWAY CAPITAL &PARTNERS | TRIUNE WEALTH MANAGEMENT | TRILLIUM WEALTH | TRIDENT WEALTH MANAGEMENT GROUP | THOMPSON WEALTH MANAGEMENT | THIRD COAST WEALTH PLANNING | THE NORTHSHORE GROUP | THE KERRIGAN GROUP | THE JORDANICH GROUP | THE JOHNSON-STRNADEL GROUP | THE DONOHUE GROUP | THAMES PRIVATE WEALTH STRATEGIES | TEDERS & QUAKENBUSH WEALTH MANAGEMENT GROUP | TEAGLE WEALTH | SWARTZENTRUBER WEALTH MANAGEMENT | STREAMLINE PRIVATE WEALTH | STILES FINANCIAL | STEELCREST INVESTMENT STRATEGIES | STANFORD WEALTH MANAGEMENT GROUP | STANFORD WEALTH MANAGEMENT | SJ MARTIN WEALTH MANAGEMENT | SHICK WEALTH MANAGEMENT | SCHMIEDBAUER INVESTMENTS &PARTNERS | ROY, TEDESCHI, SCHMIDT PRIVATE WEALTH | ROOKS&PARTNERS | ROOKS &PARTNERS - INVERNESS, FL | RIVERLINE WEALTH | RIAZZI, RHYNE & SWAIM INVESTMENT GROUP | PRAIRIE HERITAGE FINANCIAL | POWER 5 PALESTINE, TX | POWER 5 FINANCIAL | POWER 5 - TYLER TX | POWER 5 - PALESTINE TX | POWER 5 - OLYMPIA, WA | POWER 5 - OLYMPIA WA | PLAIDSKY ADVISORS | PARSONS FINANCIAL | PARADYM WEALTH MANAGEMENT | PALMETTO FINANCIAL ADVISORS | PALM SHORES WEALTH | ONE PRIVATE WEALTH | NORTH LAKE WEALTH ADVISORS | NOBLES GROOMS WEALTH ADVISORS | MERIDIAN WEALTH MANAGEMENT | MARTIN WRIGHT GROUP | MARSTELLER WEALTH / TEAGLE WEALTH/ COMPTON WEALTH / KLEINSCHUSTER WEALTH MANAGEMENT | MARSTELLER WEALTH | MARNE WEALTH MANAGEMENT | MANNEN FINANCIAL GROUP | M.T. WALDRON ADVISORS | M. BENNETT FINANCIAL GROUP | LUMITAS WEALTH STRATEGIES | LODGEVIEW WEALTH ADVISORS | LINKS PRIVATE WEALTH | LIGHTFOOT FINANCIAL GROUP | LANG INVESTMENT GROUP | KLEINSCHUSTER WEALTH MANAGEMENT | JW WEALTH MANAGEMENT | JOHNSTON WEALTH MANAGEMENT | IVY CREST WEALTH MANAGEMENT | INDIGO ADVISORS | HERITAGE LAKE ADVISORS | HELIX PRIVATE WEALTH | HEARTWOOD FINANCIAL GROUP | HARVEST POINT WEALTH ADVISORS | HAMPTON LANHAM GROUP | GUIDENT WEALTH MANAGEMENT | GOLD KEY PRIVATE WEALTH | GERARDI WEALTH MANAGEMENT | GELLER PRIVATE WEALTH | FOUR CORNERS WEALTH | FORGE POINT ADVISORS | FOCUS CAPITAL PARTNERS PRIVATE WEALTH | FOCUS CAPITAL PARTNERS | FIRST SERVANT WEALTH MANAGEMENT | FIRST KEYSTONE WEALTH MANAGEMENT | ENTANDEM WEALTH ADVISORS | ENSEMBLE WEALTH PLANNING | ELEVISION WEALTH MANAGEMENT | ELEIVA FINANCIAL | DRH WEALTH MANAGEMENT | DELUCA FINANCIAL STRATEGIES | DAVIDSON WEALTH MANAGEMENT | CRESTVIEW CAPITAL ADVISORS | CREECH SCHWARTZ WEALTH MANAGEMENT | CREECH SCHWARTZ PRIVATE MANAGEMENT GROUP | CRAIGER WEALTH MANAGEMENT | COTTAGE WEALTH ADVISORS | CORIOLIS WEALTH MANAGEMENT | COMPTON WEALTH | CIRCLEPOINT FINANCIAL | CENTERCOAST PRIVATE WEALTH | CARVE ADVISORS | CAPONE &PARTNERS | CANYON RIVER WEALTH PLANNING | BROADCLOTH WEALTH | BRIO WEALTH SOLUTIONS - BOBBI BOSTICK | BRIO WEALTH SOLUTIONS | BRIDGEWATER PRIVATE WEALTH | BRIDGEMILL PRIVATE WEALTH | BLACKLOCK WEALTH MANAGEMENT | BASE CAPITAL PARTNERS | ARROWOOD CAPITAL | ARROWHEAD PRIVATE WEALTH | ARBOR ROW ADVISORS | ARBOR AVENUE PRIVATE WEALTH | APRICITY ADVISORS | ALETHEIA CAPITAL GROUP | ALDERSTONE WEALTH MANAGEMENT | AGAPE WEALTH STRATEGIES | AERIAL WEALTH ADVISORS | 49 NORTH ADVISORS | 26EAST PRIVATE WEALTH | 1854 CAPITAL MANAGEMENT | 1828 CAPITAL | &PARTNERS OSJ AND MARTIN WRIGHT GROUP
CRD#: 3767 / SEC#: 801-37145, 8-3774
RIA
Registered Investment Advisory firm - SEC (10/25/1990 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/8/2026)
RR
Alaska(9/8/2026)
RR
Arizona(9/8/2026)
RR
Arkansas(9/8/2026)
RR
California(9/11/2026)
RR
Colorado(9/8/2026)
RR
District of Columbia(9/15/2026)
RR
Florida(9/8/2026)
RR
Georgia(9/8/2026)
RR
Illinois(9/8/2026)
RR
Indiana(9/8/2026)
RR
Kentucky(9/8/2026)
RR
Maryland(9/8/2026)
RR
Massachusetts(9/8/2026)
RR
Michigan(9/8/2026)
RR
Minnesota(9/8/2026)
RR
New York(9/8/2026)
RR
North Carolina(9/21/2026)
RR
Ohio(9/8/2026)
IAR
Ohio(9/8/2026)
RR
Pennsylvania(9/8/2026)
RR
South Carolina(9/8/2026)
RR
Tennessee(9/8/2026)
RR
Texas(9/8/2026)
IAR
Texas(9/8/2026)
RR
Virginia(9/8/2026)
Exams
What does exam status mean?
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 6
Passed: 4/10/1995
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA
Current Firm
&PARTNERS
&PARTNERS | ZINN WEALTH MANAGEMENT | ZAMBROSKI-POLSON WEALTH ADVISORS | WISEPATH WEALTH MANAGEMENT | WISE & PARTNERS | WILTON SPRINGS FINANCIAL | WILTON SPRINGS | WILLOWSTONE WEALTH MANAGEMENT | WILEY BROS.-AINTREE, LLC | WILEY BROS.-AINTREE CAPITAL, LLC | WILEY BROS.-AINTREE CAPITAL | WILEY BROS. INC. | WILEY BROS. - AINTREE CAPITAL | WEST FINANCIAL GROUP | WAVEWOOD PRIVATE WEALTH | VON HELLENS &PARTNERS | VIRIBUS WEALTH MANAGEMENT | UNNERSTALL WEALTH MANAGEMENT | TUCKAWAY CAPITAL &PARTNERS | TRIUNE WEALTH MANAGEMENT | TRILLIUM WEALTH | TRIDENT WEALTH MANAGEMENT GROUP | THOMPSON WEALTH MANAGEMENT | THIRD COAST WEALTH PLANNING | THE NORTHSHORE GROUP | THE KERRIGAN GROUP | THE JORDANICH GROUP | THE JOHNSON-STRNADEL GROUP | THE DONOHUE GROUP | THAMES PRIVATE WEALTH STRATEGIES | TEDERS & QUAKENBUSH WEALTH MANAGEMENT GROUP | TEAGLE WEALTH | SWARTZENTRUBER WEALTH MANAGEMENT | STREAMLINE PRIVATE WEALTH | STILES FINANCIAL | STEELCREST INVESTMENT STRATEGIES | STANFORD WEALTH MANAGEMENT GROUP | STANFORD WEALTH MANAGEMENT | SJ MARTIN WEALTH MANAGEMENT | SHICK WEALTH MANAGEMENT | SCHMIEDBAUER INVESTMENTS &PARTNERS | ROY, TEDESCHI, SCHMIDT PRIVATE WEALTH | ROOKS&PARTNERS | ROOKS &PARTNERS - INVERNESS, FL | RIVERLINE WEALTH | RIAZZI, RHYNE & SWAIM INVESTMENT GROUP | PRAIRIE HERITAGE FINANCIAL | POWER 5 PALESTINE, TX | POWER 5 FINANCIAL | POWER 5 - TYLER TX | POWER 5 - PALESTINE TX | POWER 5 - OLYMPIA, WA | POWER 5 - OLYMPIA WA | PLAIDSKY ADVISORS | PARSONS FINANCIAL | PARADYM WEALTH MANAGEMENT | PALMETTO FINANCIAL ADVISORS | PALM SHORES WEALTH | ONE PRIVATE WEALTH | NORTH LAKE WEALTH ADVISORS | NOBLES GROOMS WEALTH ADVISORS | MERIDIAN WEALTH MANAGEMENT | MARTIN WRIGHT GROUP | MARSTELLER WEALTH / TEAGLE WEALTH/ COMPTON WEALTH / KLEINSCHUSTER WEALTH MANAGEMENT | MARSTELLER WEALTH | MARNE WEALTH MANAGEMENT | MANNEN FINANCIAL GROUP | M.T. WALDRON ADVISORS | M. BENNETT FINANCIAL GROUP | LUMITAS WEALTH STRATEGIES | LODGEVIEW WEALTH ADVISORS | LINKS PRIVATE WEALTH | LIGHTFOOT FINANCIAL GROUP | LANG INVESTMENT GROUP | KLEINSCHUSTER WEALTH MANAGEMENT | JW WEALTH MANAGEMENT | JOHNSTON WEALTH MANAGEMENT | IVY CREST WEALTH MANAGEMENT | INDIGO ADVISORS | HERITAGE LAKE ADVISORS | HELIX PRIVATE WEALTH | HEARTWOOD FINANCIAL GROUP | HARVEST POINT WEALTH ADVISORS | HAMPTON LANHAM GROUP | GUIDENT WEALTH MANAGEMENT | GOLD KEY PRIVATE WEALTH | GERARDI WEALTH MANAGEMENT | GELLER PRIVATE WEALTH | FOUR CORNERS WEALTH | FORGE POINT ADVISORS | FOCUS CAPITAL PARTNERS PRIVATE WEALTH | FOCUS CAPITAL PARTNERS | FIRST SERVANT WEALTH MANAGEMENT | FIRST KEYSTONE WEALTH MANAGEMENT | ENTANDEM WEALTH ADVISORS | ENSEMBLE WEALTH PLANNING | ELEVISION WEALTH MANAGEMENT | ELEIVA FINANCIAL | DRH WEALTH MANAGEMENT | DELUCA FINANCIAL STRATEGIES | DAVIDSON WEALTH MANAGEMENT | CRESTVIEW CAPITAL ADVISORS | CREECH SCHWARTZ WEALTH MANAGEMENT | CREECH SCHWARTZ PRIVATE MANAGEMENT GROUP | CRAIGER WEALTH MANAGEMENT | COTTAGE WEALTH ADVISORS | CORIOLIS WEALTH MANAGEMENT | COMPTON WEALTH | CIRCLEPOINT FINANCIAL | CENTERCOAST PRIVATE WEALTH | CARVE ADVISORS | CAPONE &PARTNERS | CANYON RIVER WEALTH PLANNING | BROADCLOTH WEALTH | BRIO WEALTH SOLUTIONS - BOBBI BOSTICK | BRIO WEALTH SOLUTIONS | BRIDGEWATER PRIVATE WEALTH | BRIDGEMILL PRIVATE WEALTH | BLACKLOCK WEALTH MANAGEMENT | BASE CAPITAL PARTNERS | ARROWOOD CAPITAL | ARROWHEAD PRIVATE WEALTH | ARBOR ROW ADVISORS | ARBOR AVENUE PRIVATE WEALTH | APRICITY ADVISORS | ALETHEIA CAPITAL GROUP | ALDERSTONE WEALTH MANAGEMENT | AGAPE WEALTH STRATEGIES | AERIAL WEALTH ADVISORS | 49 NORTH ADVISORS | 26EAST PRIVATE WEALTH | 1854 CAPITAL MANAGEMENT | 1828 CAPITAL | &PARTNERS OSJ AND MARTIN WRIGHT GROUP
CRD#: 3767 / SEC#: 801-37145, 8-3774
RIA
Registered Investment Advisory firm - SEC (10/25/1990 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
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Contact information
Main Address
40 Burton Hills Blvd. Suite 350, Nashville, TN 37215
Mailing Address
40 Burton Hills Blvd. Suite 350, Nashville, TN 37215
Phone number
(615) 255-6431
Established
Tennessee since 12/07/1995
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
703
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMPERSAND PARTNERS, LLC | OWNER | |
| ALEXANDER, JOHN W | CO-PRESIDENT | 2327561 |
| COOPER, CHYRLAN ELIZABETH | COO | 4160240 |
| IDOL, KALEY PORTER | CHIEF COMPLIANCE OFFICER | 6950052 |
| KOWACH, DAVID JOHN | CEO | 2154665 |
| NELSON, RICHARD SCOTT | CFO | 5014790 |
| SCHALLER, MICHAEL CHRISTOPHER | CONTROLLER/FINOP | 5899085 |
| STEVENS, ALYSON MENCIO | CHIEF COMPLIANCE OFFICER - ADVISORY BUSINESS | 5451096 |
| WILEY III, DAVID WARREN III | CO-PRESIDENT | 720094 |
Regulatory assets under management
| Total Number of Accounts | 62,194 |
| AUM (Assets Under Management) | $ 30,268,689,798 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 4 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/19/2025 | ||
| 04/29/2025 | ||
| 12/29/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
