Jeffrey S. Martin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Scott Martin, who also goes by Jeffrey S Martin, was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1996. Jeffrey had worked at 4 firms and has passed the Series 63, SIE, Series 79, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 6, 2014 - February 8, 2018
CYPRESS ASSOCIATES
May 16, 2001 - September 19, 2002
ROTHSCHILD & CO US INC.
January 25, 1999 - April 16, 2001
THOMAS WEISEL PARTNERS LLC
May 8, 1996 - December 23, 1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
CYPRESS ASSOCIATES
CRD#: 130252 / SEC#: , 8-66321
Contact information
FINRA licenses (10 States and Territories)
Documents
Red Flags
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