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Eric Allan Laub

CRD# 2598579·Registered 1995 - 2013
Previously Registered: Being a previously registered professional could mean that Eric is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Eric Allan Laub was a registered financial advisor. Eric was a previously registered financial professional and started their career in finance 1995 - 2013. Eric had worked at 8 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

BURRILL SECURITIES·CRD# 140221
BD
San Francisco, CA
June 25, 2012 - April 29, 2013
PULSE TRADING, INC.·CRD# 104022
BD
Boston, MA
July 15, 2010 - June 3, 2011
ARENA CAPITAL ADVISORS, LLC·CRD# 133241
BD
Boston, MA
April 29, 2008 - October 25, 2008
SUMMER STREET RESEARCH PARTNERS·CRD# 127142
BD
Boston, MA
December 10, 2003 - October 6, 2005
THE CONCORD EQUITY GROUP, LLC·CRD# 14569
BD
Iselin, NJ
January 2, 2003 - December 18, 2003
LEERINK PARTNERS LLC·CRD# 39011
BD
Boston, MA
July 14, 1999 - December 11, 2002
COWEN AND COMPANY·CRD# 7616
BD
New York, NY
July 1, 1998 - June 30, 1999
FINANCIAL SQUARE PARTNERS·CRD# 1541
BD
New York, NY
June 20, 1995 - July 1, 1998

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Current Firm

BS
BURRILL SECURITIES

BURRILL LLC | BURRILL SECURITIES LLC | BURRILL SECURITIES | BURRILL MERCHANT ADVISORS GROUP, LLC | BURRILL MERCHANT ADVISORS GROUP

CRD#: 140221 / SEC#: 8-67296
BD
Terminated by SEC on 12/13/2014

Contact Information

Established

Delaware since 02/01/2006

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
BURRILL & COMPANY, LLCMANAGING MEMBER—
KALK, YULIACCO—
KALK, YULIACEO—

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 2010About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jun 1995About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Aug 2003About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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