Margaret M. Gillespie
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Margaret Mary Gillespie was a registered financial professional .
Margaret is a previously registered financial professional and started their career in finance in 1995. Margaret had worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 8, 2016 - March 14, 2018
MFA WEALTH ADVISORS, LLC
February 16, 2006 - October 5, 2015
PRINCIPAL SECURITIES, INC.
August 7, 2001 - October 5, 2015
PRINCIPAL SECURITIES, INC.
October 26, 2000 - March 28, 2001
FEDERATED SECURITIES CORP.
March 24, 1995 - September 12, 2000
MUTUAL OF AMERICA LIFE INSURANCE COMPANY
Primary Firm SEC Registration
MFA WEALTH ADVISORS, LLC
CRD#: 171984 / SEC#: 801-79952
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MFA WEALTH ADVISORS, LLC
CRD#: 171984 / SEC#: 801-79952
Contact information
SEC notice filing (18 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,045 |
| AUM (Assets Under Management) | $ 529,052,412 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 01/07/2025 | ||
| 01/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
