Rupert D. Hope
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rupert Dickie Hope was a registered financial professional .
Rupert is a previously registered financial professional and started their career in finance in 2000. Rupert had worked at 3 firms and has passed the Series 63, SIE, Series 7, Series 17, Series 24, Series 23, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 27, 2014 - May 22, 2023
LAZARD ASSET MANAGEMENT SECURITIES LLC
June 11, 2012 - November 27, 2012
RENCAP SECURITIES, INC.
April 3, 2000 - February 6, 2012
DEUTSCHE BANK SECURITIES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 17
Date: 3/28/1995
Limited Registered Representative ExaminationCurrent Firm
LAZARD ASSET MANAGEMENT SECURITIES LLC
CRD#: 129119 / SEC#: , 8-66201
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Red Flags
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