Jeffrey S. Stewart
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Scott Stewart was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1995. Jeffrey had worked at 7 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 12, 2018 - January 17, 2020
FOREST CAPITAL
May 2, 2006 - August 27, 2008
PIPER SANDLER & CO.
July 1, 2003 - April 5, 2006
WELLS FARGO SECURITIES, LLC
October 1, 1999 - July 1, 2003
WELLS FARGO CLEARING SERVICES, LLC
February 2, 1998 - October 1, 1999
FIRST UNION CAPITAL MARKETS CORP.
August 12, 1996 - February 2, 1998
FIRST UNION CAPITAL MARKETS CORP.
November 6, 1995 - June 4, 1996
WACHOVIA SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FOREST CAPITAL
CRD#: 130073 / SEC#: 801-107970
Contact information
Red Flags
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