Jessica E. Elliott
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jessica Elizabeth Elliott, who also goes by Jessica St. Amour, was a registered financial professional .
Jessica is a previously registered financial professional and started their career in finance in 1995. Jessica had worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 5, 2015 - June 19, 2017
WFG INVESTMENTS, INC.
September 29, 2009 - November 17, 2015
LPL FINANCIAL LLC
June 19, 2001 - October 1, 2009
CENTAURUS FINANCIAL, INC.
November 19, 1999 - July 18, 2001
VESTAX SECURITIES CORPORATION
June 23, 1999 - September 2, 1999
HANTZ FINANCIAL SERVICES, INC.
December 15, 1997 - June 25, 1999
VESTAX SECURITIES CORPORATION
April 18, 1995 - October 24, 1997
IDS LIFE INSURANCE COMPANY
April 18, 1995 - October 24, 1997
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WFG INVESTMENTS, INC.
CRD#: 22704 / SEC#: , 8-39928
Contact information
Documents
Disclosures
| Regulatory Event | 23 |
| Civil Event | 1 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
