AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
KS

Kam Shadan

CRD#: 2597579
Some features on this profile are disabled
KS
Kam Shadan

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kam Shadan, who also goes by Kam F Shadan, Kamyar F Shadan, Kamyar Faraji Shadan, Sean Shadan, Kamyar Shadan, was a registered financial professional .

Kam is a previously registered financial professional and started their career in finance in 1996. Kam had worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 3, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Kam F Shadan | Kamyar F Shadan | Kamyar Faraji Shadan | Sean Shadan | Kamyar Shadan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

March 31, 2025 - June 3, 2026

STRATEGIC ADVISERS LLC

RIA
CRD#: 104555
LARKSPUR, CA
Past

August 5, 2019 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
LARKSPUR, CA
Past

July 30, 2019 - June 3, 2026

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
LARKSPUR, CA
Past

July 28, 2018 - April 3, 2019

PAULSON INVESTMENT COMPANY LLC

BD
CRD#: 5670
San Francisco, CA
Past

April 14, 2017 - March 6, 2018

QUEST CAPITAL STRATEGIES, INC.

BD
CRD#: 16783
LAGUNA HILLS, CA
Past

December 14, 2016 - March 6, 2018

QUEST CAPITAL STRATEGIES, INC.

RIA
CRD#: 16783
TIBURON, CA
Past

March 15, 2011 - December 31, 2014

QUEST CAPITAL STRATEGIES, INC.

BD
CRD#: 16783
LAGUNA HILLS, CA
Past

March 10, 2011 - December 31, 2014

QUEST CAPITAL STRATEGIES, INC.

RIA
CRD#: 16783
TIBURON, CA
Past

July 1, 2008 - March 30, 2009

WHITEHALL-PARKER SECURITIES, INC.

RIA
CRD#: 10608
NOVATO, CA
Past

July 1, 2008 - March 30, 2009

WHITEHALL-PARKER SECURITIES, INC.

BD
CRD#: 10608
SAN RAFAEL, CA
Past

April 17, 2007 - March 7, 2011

PRIVATE CLIENT SERVICES

RIA
CRD#: 143140
PALO ALTO, CA
Past

October 4, 2006 - March 9, 2007

PRIVATE CONSULTING GROUP, INC.

RIA
CRD#: 45053
NOVATO, CA
Past

October 4, 2006 - March 9, 2007

PRIVATE CONSULTING GROUP, INC.

BD
CRD#: 45053
NOVATO, CA
Past

April 1, 2004 - October 11, 2006

WELLS FARGO INVESTMENTS, LLC

RIA
CRD#: 10582
MILL VALLEY, CA
Past

March 31, 2004 - October 11, 2006

WELLS FARGO INVESTMENTS, LLC

BD
CRD#: 10582
MILL VALLEY, CA
Past

July 17, 2002 - April 13, 2004

QUEST CAPITAL STRATEGIES, INC.

BD
CRD#: 16783
LAGUNA HILLS, CA
Past

March 20, 1999 - June 17, 1999

METROPOLITAN LIFE INSURANCE COMPANY

BD
CRD#: 4095
NEW YORK, NY
Past

March 20, 1999 - June 17, 1999

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
SPRINGFIELD, MA
Past

January 1, 1996 - January 5, 1999

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM

CRD#: 104555 / SEC#: 801-13243

RIA
Registered Investment Advisory firm - (8/11/1977 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 1/5/1996
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 1/5/1996
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/26/1995
General Securities Representative Examination
General Industry/Product Exam
RR
Series 3
Date: 3/2/1995
National Commodity Futures Examination
Principal/Supervisory Exam
RR
Series 24
Date: 11/6/2006
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 26
Date: 3/30/1999
Investment Company Products/Variable Contracts Principal Examination

Current Firm

SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM

CRD#: 104555 / SEC#: 801-13243

RIA
Registered Investment Advisory firm - (8/11/1977 Approved)
Loading...

Contact information

Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FIDELITY GO (12/5/2025)
FIDELITY STRATEGIC DISCIPLINES (11/10/2025)
FIDELITY WEALTH SERVICES (9/10/2025)
STRATEGIC ADVISERS LLC (9/10/2025)
FIDELITY MANAGED FIDFOLIOS (3/31/2025)
FIDELITY WEALTH ADVISOR SOLUTIONS (3/31/2025)
FIDELITY PERSONALIZED PLANNING & ADVICE AT WORK (3/31/2025)

Regulatory assets under management

Total Number of Accounts2,486,631
AUM (Assets Under Management)$ 1,067,664,605,590

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
09/24/2025
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STRATEGIC ADVISERS LLC

CRD#: 104555

TRUST BUT VERIFY

Monitor Kam Shadan

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Guy David Peel
Guy PeelAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
HELENA, MT
Mark Brown
Mark BrownAdvisorCheck Check Mark
AUSDAL FINANCIAL PARTNERS, INC.
IAR
RR
ESTERO, FL
Jeffrey Paul Meotti
Jeffrey MeottiAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
MADISON, CT
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.