Jason Taylor
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jason Taylor, who also goes by Jason Earl Taylor, was a registered financial professional .
Jason is a previously registered financial professional and started their career in finance in 1995. Jason had worked at 15 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 7TO, Series 31, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 22, 2024 - February 26, 2024
MELVIN SECURITIES, L.L.C.
May 10, 2013 - October 31, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 29, 2013 - October 31, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 19, 2010 - February 3, 2012
HARRISDIRECT LLC
October 19, 2010 - February 3, 2012
E*TRADE SECURITIES LLC
June 3, 2009 - November 3, 2010
SUMMIT FINANCIAL GROUP INC
May 18, 2009 - November 3, 2010
SUMMIT BROKERAGE SERVICES, INC.
September 26, 2007 - March 16, 2009
WELLS FARGO CLEARING SERVICES, LLC
September 26, 2007 - March 16, 2009
WELLS FARGO CLEARING SERVICES, LLC
April 11, 2006 - December 4, 2006
TD AMERITRADE, INC.
January 1, 2005 - December 4, 2006
TD AMERITRADE, INC.
July 1, 2003 - July 17, 2003
WELLS FARGO CLEARING SERVICES, LLC
March 11, 2003 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
June 28, 2000 - February 14, 2003
WORLDCO, L.L.C.
March 13, 1998 - October 5, 1999
UTENDAHL CAPITAL PARTNERS, L.P.
November 5, 1996 - February 12, 1998
GRUNTAL & CO., L.L.C.
February 28, 1996 - November 12, 1996
AMERICAN EAGLE INVESTMENTS, INC.
August 22, 1995 - September 15, 1995
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
August 22, 1995 - September 15, 1995
OSAIC FA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 3/7/2023
General Securities Representative ExaminationSeries 55
Date: 10/22/2000
Limited Representative-Equity Trader ExamCurrent Firm
MELVIN SECURITIES, L.L.C.
CRD#: 29767 / SEC#: , 8-41505
Contact information
Documents
Disclosures
| Regulatory Event | 8 |
| Civil Event | 1 |
Red Flags
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