John W. Johnson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Walter Johnson, who also goes by Johnny Johnson, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1973. John had worked at 10 firms and has passed the Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 23, 2019 - August 22, 2022
PAUL WINKLER, INC.
September 4, 2008 - December 31, 2021
THE PRUDENT INVESTOR COACH, LLC
October 1, 1997 - October 6, 2008
OSAIC FS, INC.
October 1, 1997 - October 6, 2008
OSAIC FS, INC.
December 6, 1988 - October 1, 1997
LINCOLN FINANCIAL INVESTMENT SERVICES CORPORATION
August 3, 1987 - December 31, 1988
SOUTHMARK FINANCIAL SERVICES, INC.
August 5, 1986 - August 11, 1987
MONARCH SECURITIES, INC.
October 8, 1985 - August 10, 1987
USLIFE EQUITY SALES CORP.
January 8, 1982 - June 3, 1985
INTEGRATED RESOURCES EQUITY CORPORATION
May 1, 1979 - March 13, 1985
USLIFE EQUITY SALES CORP.
February 26, 1974 - May 1, 1979
LINCOLN EQUITIES CORPORATION
November 13, 1973 - April 27, 1974
CONSOLIDATED PROGRAMS, INC.
Primary Firm SEC Registration
PAUL WINKLER, INC.
CRD#: 119342 / SEC#: 801-128081
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 11/10/1973
Registered Representative ExaminationCurrent Firm
PAUL WINKLER, INC.
CRD#: 119342 / SEC#: 801-128081
Contact information
SEC notice filing (29 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,559 |
| AUM (Assets Under Management) | $ 1,168,234,280 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
