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Miriam Dyanne Stender

CRD# 2597304·Registered 1995 - 2021
Previously Registered: Being a previously registered professional could mean that Miriam is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Miriam Dyanne Stender, who also goes by Miriam Dyanne Ring, Miriam D Stender, was a registered financial advisor. Miriam was a previously registered financial professional and started their career in finance 1995 - 2021. Miriam had worked at 15 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Miriam Dyanne Ring, Miriam D Stender

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

Past

DALMORE GROUP LLCPast·CRD# 136352
BD
Mcdonough, GA
May 13, 2020 - October 27, 2021
SAXONY CAPITAL MANAGEMENT, LLCPast·CRD# 122692
RIA
Boynton Beach, FL
December 8, 2016 - December 22, 2017
SAXONY SECURITIES, INC.Past·CRD# 115547
BD
St. Louis, MO
November 2, 2016 - December 22, 2017
J.P. MORGAN SECURITIES LLCPast·CRD# 79
RIA
Boynton Beach, FL
October 1, 2012 - November 24, 2014
J.P. MORGAN SECURITIES LLCPast·CRD# 79
BD
Boynton Beach, FL
October 1, 2012 - November 24, 2014
CHASE INVESTMENT SERVICES CORP.Past·CRD# 25574
RIA
Merrick, NY
August 14, 2012 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.Past·CRD# 25574
BD
Merrick, NY
August 14, 2012 - October 1, 2012
LPL FINANCIAL LLCPast·CRD# 6413
RIA
Brooklyn, NY
August 22, 2011 - August 20, 2012
LPL FINANCIAL LLCPast·CRD# 6413
BD
Brooklyn, NY
May 27, 2008 - August 20, 2012
IFMG SECURITIES, INC.Past·CRD# 14416
BD
Brooklyn, NY
October 16, 2007 - May 27, 2008
CHASE INVESTMENT SERVICES CORP.Past·CRD# 25574
RIA
Planview, NY
April 19, 2007 - October 5, 2007
CHASE INVESTMENT SERVICES CORP.Past·CRD# 25574
BD
Planview, NY
April 16, 2007 - October 5, 2007
ALLSTATE FINANCIAL SERVICES, LLCPast·CRD# 18272
BD
East Meadow, NY
October 14, 2005 - March 28, 2007
HSBC SECURITIES (USA) INC.Past·CRD# 19585
BD
New York City, NY
January 1, 2005 - September 20, 2005
HSBC BROKERAGE (USA) INC.Past·CRD# 6956
BD
New York, NY
February 20, 2004 - January 1, 2005
QUICK & REILLY, INC.Past·CRD# 11217
BD
New York, NY
January 28, 2004 - February 9, 2004
M&T SECURITIES, INC.Past·CRD# 17358
BD
Baltimore, MD
January 28, 1999 - January 27, 2004
VISION SECURITIES INC.Past·CRD# 35001
BD
Port Washington, NY
October 29, 1996 - February 4, 1999
KENSINGTON WELLS INCORPORATEDPast·CRD# 30570
BD
May 23, 1995 - September 19, 1996
DAVID LERNER ASSOCIATES, INC.Past·CRD# 5397
BD
Syosset, NY
April 6, 1995 - May 3, 1995

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Current Firm

DG
DALMORE GROUP LLC

DALMORE GROUP LLC

CRD#: 136352 / SEC#: 8-67002
BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

Contact Information

Main Address

41 Griffin Street, Mcdonough, GA 30253

Mailing Address

6250 Shiloh Road Box 12, Alpharetta, GA 30005

Phone Number

(917) 887-1948

Established

New York since 04/07/2005

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
DALMORE HOLDINGS, INCMEMBER FIRM—
NEELY, KIMBERLY BETHFINOP2045019
SADLER, JOQUINN THOMASCCO2817763
SEIDEL, OSCAR FRANCISCOPRESIDENT/CEO2328358

Disclosures

Regulatory Event

2

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Apr 2007About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1995About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Jun 2024About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Dec 2017About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 1995About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jan 2002About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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