Ivan F. Soto
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ivan Fedir Soto was a registered financial professional .
Ivan is a previously registered financial professional and started their career in finance in 1995. Ivan had worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 28, 2015 - December 15, 2017
WORLD CHOICE SECURITIES, INC.
July 9, 2013 - December 31, 2013
WRP INVESTMENTS, INC.
July 8, 2013 - December 31, 2013
WRP INVESTMENTS, INC.
May 23, 2005 - June 13, 2013
LPL FINANCIAL LLC
May 20, 2005 - June 13, 2013
LPL FINANCIAL LLC
November 22, 2004 - May 24, 2005
FIFTH THIRD SECURITIES, INC.
June 12, 2002 - May 24, 2005
FIFTH THIRD SECURITIES, INC.
January 25, 2001 - August 20, 2001
AURA FINANCIAL SERVICES, INC.
July 8, 2000 - November 15, 2000
OSAIC FS, INC.
August 28, 1998 - July 8, 2000
POLARIS FINANCIAL SERVICES, INC.
January 29, 1997 - December 19, 1997
INVESTORS CAPITAL CORP.
May 25, 1995 - December 31, 1996
HACKETT ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WORLD CHOICE SECURITIES, INC.
CRD#: 30933 / SEC#: , 8-45235
Contact information
FINRA licenses (24 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 45 |
| AUM (Assets Under Management) | $ 24,955,000 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
