Christopher D. Kline

CAPSTONE WEALTH MANAGEMENT

Baraboo, WI

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CRD#: 2597293

Professional summary

Christopher Dean Kline was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Prior to being barred, Christopher has worked at 8 firms, which includes CORNERSTONE SECURITIES LLC, BROOKSTONE SECURITIES INC., ARCHER ALEXANDER SECURITIES CORPORATION, NATIONS FINANCIAL GROUP INC., GUNNALLEN FINANCIAL INC, KOVACK SECURITIES INC., IAC SECURITIES INC..

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Dean Kline's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 16, 2013 - Present

CAPSTONE WEALTH MANAGEMENT CORP.

RIA

CRD#: 165359

Baraboo, WI

Past

May 10, 2012 - June 21, 2012

CORNERSTONE SECURITIES LLC

RIA

CRD#: 140379

PRAIRE DU SAC, WI

Past

January 18, 2007 - June 12, 2012

BROOKSTONE SECURITIES, INC.

RIA

CRD#: 13366

PRAIRE DU SAC, WI

Past

January 17, 2007 - January 17, 2007

BROOKSTONE SECURITIES, INC.

RIA

CRD#: 13366

PRAIRE DU SAC, WI

Past

April 15, 2005 - June 12, 2012

BROOKSTONE SECURITIES, INC.

CRD#: 13366

PRAIRE DU SAC, WI

Past

January 2, 2004 - April 12, 2005

ARCHER ALEXANDER SECURITIES CORPORATION

CRD#: 41555

KANSAS CITY, MO

Past

December 18, 2003 - January 5, 2004

NATIONS FINANCIAL GROUP, INC.

CRD#: 44181

CEDAR RAPIDS, IA

Past

April 16, 2003 - December 18, 2003

ARCHER ALEXANDER SECURITIES CORPORATION

CRD#: 41555

KANSAS CITY, MO

Past

November 5, 2002 - April 21, 2003

GUNNALLEN FINANCIAL, INC

RIA

CRD#: 17609

SPRINGHILLE, FL

Past

August 6, 2002 - April 21, 2003

GUNNALLEN FINANCIAL, INC

CRD#: 17609

TAMPA, FL

Past

May 20, 2002 - August 2, 2002

GUNNALLEN FINANCIAL, INC

CRD#: 17609

TAMPA, FL

Past

April 16, 2001 - May 22, 2002

KOVACK SECURITIES INC.

CRD#: 44848

FT. LAUDERDALE, FL

Past

March 29, 1995 - May 24, 2001

IAC SECURITIES, INC.

CRD#: 14081

TINLEY PARK, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CAPSTONE WEALTH MANAGEMENT CORP.

CAPSTONE WEALTH MANAGEMENT | CAPSTONE WEALTH MANAGEMENT CORP.

CRD#: 165359 / SEC#: 801-121346

RIA

Registered Investment Advisory firm - (6/1/2021 Approved)

Florida

Registered Investment Advisory firm - (9/17/2021 Terminated)

Wisconsin

Registered Investment Advisory firm - (9/20/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Wisconsin
(4/16/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/23/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/4/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/28/1995

General Securities Representative Examination

Current Firm

CAPSTONE WEALTH MANAGEMENT CORP.

CAPSTONE WEALTH MANAGEMENT | CAPSTONE WEALTH MANAGEMENT CORP.

CRD#: 165359 / SEC#: 801-121346

RIA

Registered Investment Advisory firm - (6/1/2021 Approved)

Florida

Registered Investment Advisory firm - (9/17/2021 Terminated)

Wisconsin

Registered Investment Advisory firm - (9/20/2021 Terminated)

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Contact information

Main Address

5120 S. Lakeland Drive Suite 1, Lakeland, FL 33813

Mailing Address

Phone number

(866) 596-9886

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CAPSTONE 2025 ANNUAL REVISED FORM ADV PART 2A (3/27/2025)

Regulatory assets under management

Total Number of Accounts	314
AUM (Assets Under Management)	$ 92,112,218

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Christopher D. Kline

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Dean Kline's CRS (Customer Relationship Summary).

Certified licenses

Experience

CORNERSTONE SECURITIES LLC

BROOKSTONE SECURITIES, INC.

BROOKSTONE SECURITIES, INC.

BROOKSTONE SECURITIES, INC.

ARCHER ALEXANDER SECURITIES CORPORATION

NATIONS FINANCIAL GROUP, INC.

ARCHER ALEXANDER SECURITIES CORPORATION

GUNNALLEN FINANCIAL, INC

GUNNALLEN FINANCIAL, INC

GUNNALLEN FINANCIAL, INC

KOVACK SECURITIES INC.

IAC SECURITIES, INC.

Primary Firm SEC Registration

CAPSTONE WEALTH MANAGEMENT CORP.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/23/2011

Series 63

Date: 8/4/1995

Series 7

Date: 3/28/1995

Current Firm

CAPSTONE WEALTH MANAGEMENT CORP.

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CAPSTONE WEALTH MANAGEMENT CORP.

TRUST BUT VERIFY

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