Jeffrey S. Levitan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Scott Levitan was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1995. Jeffrey had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 25, 2023 - December 31, 2025
FAOC, LLC
January 6, 2012 - September 22, 2021
TRANSAMERICA FINANCIAL ADVISORS, LLC
January 6, 2012 - September 22, 2021
TRANSAMERICA FINANCIAL ADVISORS, LLC
July 7, 2006 - January 6, 2012
INVESTMENT ADVISORS INTERNATIONAL, INC.
September 13, 2004 - August 24, 2006
TRANSAMERICA FINANCIAL ADVISORS, LLC
April 2, 2002 - January 6, 2012
WORLD GROUP SECURITIES, INC.
July 31, 2000 - April 12, 2002
WMA SECURITIES, INC.
April 20, 1995 - July 27, 2000
WMA SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
FAOC, LLC
CRD#: 318158 / SEC#: 801-129032
Contact information
Red Flags
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