Robert C. Bensburg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Charles Bensburg, who also goes by Robert Bensburg, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1995. Robert had worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 5, 2019 - August 12, 2020
FRANKLIN DISTRIBUTORS, LLC
March 20, 2018 - June 7, 2019
EMPOWER FINANCIAL SERVICES, INC.
December 16, 2015 - April 15, 2016
OPPENHEIMER & CO. INC.
October 4, 2007 - July 18, 2008
COMMONWEALTH FINANCIAL NETWORK
January 24, 2007 - August 21, 2007
EQUITABLE ADVISORS, LLC
August 9, 2001 - April 8, 2005
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
June 24, 1999 - July 2, 2001
TEACHERS PERSONAL INVESTORS SERVICES, INC.
April 30, 1997 - June 14, 1999
M&T SECURITIES, INC.
July 6, 1995 - January 5, 1996
DAVID LERNER ASSOCIATES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FRANKLIN DISTRIBUTORS, LLC
CRD#: 109064 / SEC#: , 8-53089
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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