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Nancy Frances Chinchar

CRD# 2596985·Registered 1995 - 2011
Previously Registered: Being a previously registered professional could mean that Nancy is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Nancy Frances Chinchar, who also goes by Nancy F Bamberger, was a registered financial advisor. Nancy was a previously registered financial professional and started their career in finance 1995 - 2011. Nancy had worked at 3 firms and has passed the Series 63, Series 7, Series 6 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Nancy F Bamberger

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

SANDGRAIN ADVISORS INC.·CRD# 139597
RIA
Garden City, NY
March 12, 2008 - December 31, 2011
SANDGRAIN SECURITIES LLC·CRD# 26004
BD
Garden City, NY
August 14, 2003 - June 27, 2013
SANDGRAIN SECURITIES LLC·CRD# 26004
BD
Garden City, NY
December 18, 2001 - October 21, 2002
UST FINANCIAL SERVICES CORP.·CRD# 36881
BD
New York, NY
April 10, 1995 - December 13, 1999

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Current Firm

No current employment

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1995About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Aug 2007About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Apr 1995About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Jan 2008About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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