Miguel Barron

FIRST LIGHT INVESTMENT ADVISORS

MANCHESTER, MA

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CRD#: 2596975

Professional summary

Miguel Barron, who also goes by Miguel Angel Barron, Miquel Barron, is a registered financial advisor currently at FIRST LIGHT INVESTMENT ADVISORS located in Manchester, Massachusetts.

Miguel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Miguel has worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 17 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Miguel Angel Barron | Miquel Barron

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) PELHAM CAPITAL MGT (LONDON, UK); INVESTMENT RELATED; SMITHSON PLAZA, 13TH FLOOR, 25 ST. JAMES'S STREET, LONDON, SW1A1HA; HEDGE FUND; NON-EXECUTIVE INDEPENDENT DIRECTOR, MEMBER OF THE BOARD OF DIRECTORS; 2018; APPROX. 1 HOUR PER MONTH DURING NON-TRADING HOURS; INDEPENDENT DIRECTOR OF THE BOARD OF DIRECTORS. 2) GLENERNIE CAPITAL MGT (LONDON, UK); INVESTMENT RELATED; SMITHSON PLAZA, 13TH FLOOR, 25 ST. JAMES'S STREET, LONDON, SW1A1HA; HEDGE FUND; NON-EXECUTIVE INDEPENDENT DIRECTOR, MEMBER OF THE BOARD OF DIRECTORS; 2020; APPROX. 1 HOUR PER MONTH DURING NON-TRADING HOURS; INDEPENDENT DIRECTOR OF THE BOARD OF DIRECTORS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Miguel Barron's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 22, 2022 - Present

FIRST LIGHT INVESTMENT ADVISORS

RIA

CRD#: 318596

MANCHESTER, MA

Past

June 28, 2011 - May 26, 2015

UBS FINANCIAL SERVICES INC.

CRD#: 8174

NEW YORK, NY

Past

September 22, 2009 - May 6, 2011

CANACCORD GENUITY SECURITIES LLC

CRD#: 24790

NEW YORK, NY

Past

February 17, 2006 - March 24, 2008

SANTANDER SECURITIES LLC

CRD#: 41791

MIAMI, FL

Past

June 24, 1999 - November 12, 2002

PORTIGON SECURITIES INC.

CRD#: 10050

NEW YORK, NY

Past

June 12, 1998 - June 16, 1999

DB ALEX. BROWN LLC

CRD#: 17790

BALTIMORE, MD

Past

August 19, 1996 - May 6, 1998

ROBERT FLEMING INC.

CRD#: 1711

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(4/22/2022)

IAR

New York
(7/11/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/11/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 5/26/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/16/1996

General Securities Representative Examination

General Industry/Product Exam

Series 17

Date: 5/16/1995

Limited Registered Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/28/2010

General Securities Principal Examination

Current Firm

FIRST LIGHT INVESTMENT ADVISORS

FIRST LIGHT INVESTMENT ADVISORS | FIRST LIGHT INVESTMENT ADVISORS LLC

CRD#: 318596 / SEC#:

Massachusetts

Registered Investment Advisory firm - (4/22/2022 Approved)

New York

Registered Investment Advisory firm - (7/11/2022 Approved)

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Contact information

Main Address

Manchester, MA

Mailing Address

Phone number

(617) 794-2257

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	38
AUM (Assets Under Management)	$ 3,561,077

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Miguel Barron

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Miguel Barron's CRS (Customer Relationship Summary).

Certified licenses

Experience

UBS FINANCIAL SERVICES INC.

CANACCORD GENUITY SECURITIES LLC

SANTANDER SECURITIES LLC

PORTIGON SECURITIES INC.

DB ALEX. BROWN LLC

ROBERT FLEMING INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 1/11/2010

SIE

Date: 5/26/2015

Series 7

Date: 8/16/1996

Series 17

Date: 5/16/1995

Series 24

Date: 4/28/2010

Current Firm

FIRST LIGHT INVESTMENT ADVISORS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FIRST LIGHT INVESTMENT ADVISORS

TRUST BUT VERIFY

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