Lori A. Weston
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lori Ann Weston, who also goes by Lori Ann Arnouts, Lori Dube Arnouts, Lori Ann Dube, was a registered financial professional .
Lori is a previously registered financial professional and started their career in finance in 2000. Lori had worked at 5 firms and has passed the Series 66, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 11, 2014 - January 13, 2016
PRONET FINANCIAL PARTNERS LLC
February 10, 2014 - September 30, 2014
VAN GILDER RETIREMENT SOLUTIONS, LLC
March 17, 2011 - March 14, 2012
OSAIC FS, INC.
September 12, 2008 - March 14, 2012
OSAIC FA, INC.
August 4, 2005 - July 26, 2006
WINDWARD SECURITIES CORPORATION
March 24, 2000 - March 14, 2012
OSAIC FS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PRONET FINANCIAL PARTNERS LLC
CRD#: 154601 / SEC#: , 8-68653
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SUSSMAN, STEPHEN JEFFREY | MANAGER, CFO, CCO, EXECUTIVE REP | 2181860 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
