John C. Johnson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Clayton Johnson JR, who also goes by John Clayton Johnson, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1974. John had worked at 5 firms and has passed the Series 63, SIE, Series 1, Series 39 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 5, 2018 - July 2, 2021
AMERICAN GLOBAL WEALTH MANAGEMENT, INC.
December 18, 1984 - January 17, 2019
CAPACUITY SECURITIES, INC.
February 2, 1978 - December 4, 1984
JOHN HANCOCK DISTRIBUTORS LLC
August 31, 1976 - August 2, 1979
G. R. PHELPS & CO., INC.
July 3, 1974 - September 7, 1976
METROPOLITAN LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 7/1/1974
Registered Representative ExaminationCurrent Firm
AMERICAN GLOBAL WEALTH MANAGEMENT, INC.
CRD#: 7388 / SEC#: , 8-21584
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Red Flags
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