Michael P. Murphy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Patrick Murphy, who also goes by Michael P Murphy, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1995. Michael had worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 11, 2003 - September 23, 2003
COMMERCE ONE FINANCIAL INC.
September 8, 2003 - November 9, 2020
COLUMBUS ADVISORY GROUP, LTD.
December 20, 1999 - September 9, 2003
COMMERCE ONE FINANCIAL INC.
November 9, 1998 - January 13, 2000
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
January 27, 1997 - December 10, 1998
CONTINENTAL BROKER-DEALER CORP.
October 17, 1996 - March 3, 1997
FIRST UNITED EQUITIES CORPORATION
April 9, 1996 - March 27, 1997
INVESTORS ASSOCIATES, INC.
August 4, 1995 - April 3, 1996
INVESTORS ASSOCIATES, INC.
July 27, 1995 - September 1, 1995
JWGENESIS SECURITIES, INC.
June 15, 1995 - July 6, 1995
CIBC WORLD MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
COMMERCE ONE FINANCIAL INC.
CRD#: 100340 / SEC#: , 8-52032
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 2 |
Red Flags
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