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Michael Patrick Murphy

CRD# 2596905·Registered 1995 - 2003
Previously Registered: Being a previously registered professional could mean that Michael is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Michael Patrick Murphy, who also goes by Michael P Murphy, was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 1995 - 2003. Michael had worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Michael P Murphy

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

COMMERCE ONE FINANCIAL INC.·CRD# 100340
BD
Huntington Station, NY
September 11, 2003 - September 23, 2003
COLUMBUS ADVISORY GROUP, LTD.·CRD# 126331
BD
New York, NY
September 8, 2003 - November 9, 2020
COMMERCE ONE FINANCIAL INC.·CRD# 100340
BD
Huntington Station, NY
December 20, 1999 - September 9, 2003
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC·CRD# 11025
BD
St. Louis, MO
November 9, 1998 - January 13, 2000
CONTINENTAL BROKER-DEALER CORP.·CRD# 14048
BD
Carle Place, NY
January 27, 1997 - December 10, 1998
FIRST UNITED EQUITIES CORPORATION·CRD# 36398
BD
New York, NY
October 17, 1996 - March 3, 1997
INVESTORS ASSOCIATES, INC.·CRD# 958
BD
Hackensack, NJ
April 9, 1996 - March 27, 1997
INVESTORS ASSOCIATES, INC.·CRD# 958
BD
Hackensack, NJ
August 4, 1995 - April 3, 1996
JWGENESIS SECURITIES, INC.·CRD# 33832
BD
Boca Raton, FL
July 27, 1995 - September 1, 1995
CIBC WORLD MARKETS CORP.·CRD# 630
BD
New York, NY
June 15, 1995 - July 6, 1995

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Current Firm

CO
COMMERCE ONE FINANCIAL INC.

COMMERCE ONE | MURJEN FINANCIAL, INC. | COMMERCE ONE FINANCIAL INC.

CRD#: 100340 / SEC#: 8-52032
BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)

Contact Information

Main Address

33 Walt Whitman Road Suite 207e, Huntington Station, NY 11746

Mailing Address

33 Walt Whitman Road Suite 207e, Huntington Station, NY 11746

Phone Number

(516) 227-2277

Established

New York since 10/22/1998

Firm Type

Other Types of Legal Formation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
JENNINGS, THOMAS JAMESPRESIDENT/CEO/SROP/CROP/CCO—

Disclosures

Regulatory Event

2

Arbitration

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1995About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 1995About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Aug 1998About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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